June 3, 2016

Laidlaw & Co Broker, JOSEPH M. FEDORKO JR, Named in Several FINRA Customer Disputes

Investment loss

Soreide Law Group has handled prior actions against:
JOSEPH M. FEDORKO JR (CRD# 2007317),
a broker currently registered with Laidlaw & Company of Stamford, Connecticut, since 6/2009. JOSEPH M. FEDORKO JR is listed on FINRA’s BrokerCheck as having 16 customer disputes in his 26 years in the securities industry.
According to the FINRA records, of the 16 customer disputes, 15 are final and one is pending.
Four of the awards in the cases settled listed below also included allegations of:

  1. Unsuitable investments and investment strategy from 2011 – 2013, settled for $120,000.
  2. Negligence, breach of fiduciary duty and breach of contract regarding his investment activity beginning in December of 2011, settled for $120,000.
  3. Breach of contract, fiduciary duty and negligence, settled for $120,000.
  4. Excessive and unsuitable trading, settled for $490,000.

JOSEPH M. FEDORKO JR has been registered with the following firm since 06/2009:
LAIDLAW & COMPANY (UK) LTD.
750 EAST MAIN STREET, SUITE 502
STAMFORD, CT 06902
JOSEPH M. FEDORKO JR was previously registered with:
01/2002 - 05/2009 OPPENHEIMER & CO. INC. - STAMFORD, CT
10/2000 - 01/2002 JOSEPHTHAL & CO., INC. - NEW YORK, NY
If you were a client of JOSEPH M. FEDORKO JR, who is currently registered as a broker with Laidlaw & Company in Stamford, Connecticut, and you have experienced losses due to his recommendations or actions, contact the Soreide Law Group for a no-cost consultation into the possibility of recovering your investment losses at:  888-760-6552.
Soreide Law Group represents our clients nationwide in FINRA arbitrations and we operate on a contingency fee.

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