Investors might have sustained losses because of securities broker Lara Charltre [CRD: 5107119, Anchorage, Alaska], according to disclosures on FINRA BrokerCheck. Evidently, Lara Shogren worked for CUSO Financial Services LP from September 20, 2023, to the present, and previously with Key Investment Services LLC from October 14, 2015, to September 6, 2023. Continue reading to learn more about the disclosures involving Shogren.
Specifically, on November 30, 2023, a CUSO Financial Services client filed a complaint about Lara Shogren. Supposedly, Shogren made misrepresentations regarding her April 18, 2022, purchase of a select choice fixed annuity. Because of this, the client allegedly sustained damages. Therefore, the client requested $18,829.93 in compensation from CUSO Financial Services or Shogren.
Particularly, a client of Key Investment Services LLC contested Lara Shogren’s sales practices, according to a complaint. Allegedly, Shogren stated he could surrender a Symetra Edge Elite 5 Fixed Indexed Annuity without penalty after a couple of years. It appears that Shogren caused the client to sustain damages. Therefore, Key Investment Services LLC opted to settle the matter on December 15, 2023, by compensating the client in the amount of $7,996.92.
Also, on May 18, 2023, a Key Investment Services investor alleged misrepresentation in a complaint about Lara Shogren. Mainly, the client contended that the broker made false statements about an SBLI USA Select Choice Fixed Annuity. Supposedly, the client only received their principal back after one year instead of the principal plus interest. However, this matter closed without further action by the client.
Did you experience losses because of Lara Shogren? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Shogren and brokerage firms she worked for deny accusations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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