Investors might have sustained losses because of securities broker Lara Charltre [CRD: 5107119, Anchorage, Alaska], according to disclosures on FINRA BrokerCheck. Evidently, Lara Shogren worked for CUSO Financial Services LP from September 20, 2023, to the present, and previously with Key Investment Services LLC from October 14, 2015, to September 6, 2023. Continue reading to learn more about the disclosures involving Shogren.
Specifically, on November 30, 2023, a CUSO Financial Services client filed a complaint about Lara Shogren. Supposedly, Shogren made misrepresentations regarding her April 18, 2022, purchase of a select choice fixed annuity. Because of this, the client allegedly sustained damages. Therefore, the client requested $18,829.93 in compensation from CUSO Financial Services or Shogren.
Particularly, a client of Key Investment Services LLC contested Lara Shogren’s sales practices, according to a complaint. Allegedly, Shogren stated he could surrender a Symetra Edge Elite 5 Fixed Indexed Annuity without penalty after a couple of years. It appears that Shogren caused the client to sustain damages. Therefore, Key Investment Services LLC opted to settle the matter on December 15, 2023, by compensating the client in the amount of $7,996.92.
Also, on May 18, 2023, a Key Investment Services investor alleged misrepresentation in a complaint about Lara Shogren. Mainly, the client contended that the broker made false statements about an SBLI USA Select Choice Fixed Annuity. Supposedly, the client only received their principal back after one year instead of the principal plus interest. However, this matter closed without further action by the client.
Did you experience losses because of Lara Shogren? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Shogren and brokerage firms she worked for deny accusations of sales practice violations.
CLIFFORD RONALD REID (CLIFFORD R REID) was previously registered with REID RUDIGER LLC of New York, NY from 10/06/1999 - 04/30/2026. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, CLIFFORD R REID has 34 years of experience in the securities industry and was listed as a broker with 4 firms. Reid is […]
Investors might have sustained losses due to securities broker Elizabeth Florence Ortiz (also known as Elizabeth Barber, Betsy Barber, and Betsy Ortiz) [CRD: 6818113, Austin, Texas], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ortiz has worked for Charles Schwab Co. Inc. from December 11, 2017, to the present. Read on to […]
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