July 28, 2023

Investors File Disputes About Lawrence Barrett

Victim of Risky Investments?

Investors have come forward with complaints about securities broker Lawrence Charles Barrett (also known as Lawrence Barrett DiBartolomeo) (CRD: 13429, Orange Village, Ohio). Notably, the securities broker, who worked for Lincoln Financial Advisors Corporation, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lincoln Financial Advisors Corporation clients allege that Barrett provided unsuitable advice. For more on these disclosures about Barrett, see below.

Barrett Disclosed Unsuitable Advice Allegations By Lincoln Financial Advisors Corporation Client

Particularly, a client of Lincoln Financial Advisors Corporation contested Lawrence Barrett’s sales practices by filing FINRA Arbitration: 23-00001 on January 3, 2023. Allegedly, Barrett made unsuitable recommendations. It appears that Barrett caused the client to sustain damages on oil and gas investments. Therefore, the client seeks compensatory relief from Lincoln Financial Advisors Corporation or Barrett in the amount of $30,000 in this ongoing matter.

Lawrence Barrett Disclosed Omissions Allegations By Equity Services Inc. Client

Specifically, a client of Equity Services Inc. contested Lawrence Barrett’s sales practices, according to a complaint dated July 29, 1999. Allegedly, Barrett made omissions. Supposedly, Barrett caused the client to sustain damages on mutual funds. Therefore, the client requested compensatory relief from Equity Services Inc. or Barrett in the amount of $29,143.95 in this matter. However, the securities firm closed this complaint.

Employment Information

Barrett joined Lincoln Financial Advisors Corporation as a securities broker in June 1999 and as a financial advisor in January 2000.

Did Lincoln Financial Advisors Corporation Securities Broker Lawrence Barrett Cause You To Experience Damages?

Did you suffer damages because of broker Lawrence Barrett? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with a skilled securities attorney regarding a potential recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances costs. Barrett and brokerage firms Barrett worked for deny all allegations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

September 30, 2026
The Logan Group Securities Fined By FINRA For Reg BI And Form CRS Violations

The Logan Group Securities [CRD: 40259, Roseville, California] was censured and fined $70,000 in a FINRA disciplinary action, according to FINRA's Disciplinary and Other FINRA Actions report for September 2026. FINRA found that the firm, listed in the report as Logan, Kevin Christopher dba The Logan Group Securities, willfully violated Reg BI and Form CRS requirements. The firm consented to the sanctions and to the entry of findings without admitting or denying them, according to the Letter of Acceptance, Waiver and Consent (AWC) issued July 27, 2026.

September 30, 2026
Brown Associates Fined $30,000 By FINRA Over Private Placement Supervision Failures

Brown Associates, Inc. [CRD: 5049, Chattanooga, Tennessee] was censured and fined $30,000 in an AWC issued by FINRA, according to FINRA's Disciplinary and Other FINRA Actions report for September 2026.

September 30, 2026
RBC Capital Markets Fined $275,000 By FINRA Over AML Compliance Program Failures

RBC Capital Markets, LLC (CRD #31194, New York, New York) was censured and fined $275,000 after an AWC found the firm failed to develop and implement an anti-money laundering compliance program reasonably designed to detect and cause the reporting of suspicious transactions, according to FINRA's September 2026 disciplinary report.

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2026 Soreide Law Group, PLLC  |  All Rights Reserved