Investors might have sustained losses because of securities broker Leizl Manapsal Lacida (also known as Leizl Manapdal Lacida) [CRD: 6393273, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lacida worked for NYLIFE Securities LLC from April 25, 2016, to October 2, 2024. Read below to learn more about Lacida’s disclosures and her separation from NYLIFE Securities LLC.
Notably, on August 29, 2024, NYLIFE Securities LLC disaffiliated with Lacida. Mainly, NYLIFE Securities LLC claimed that Lacida broke company rules by using a personal email for business matters, communicating with clients via text outside the firm’s approved system, and requesting that clients sign forms that had not been fully completed.
Notably, a client of NYLIFE Securities LLC disputed Leizl Lacida’s sales practices, according to a complaint. Allegedly, Lacida engaged in unauthorized transactions involving a variable annuity and a fixed annuity. It appears that Lacida caused the client to sustain damages associated with those annuities. Therefore, NYLIFE Securities LLC opted to settle the matter on April 11, 2024, by compensating the client in the amount of $54,087.06.
Did you suffer any investment-related losses because of Leizl Lacida? Contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney about a possible recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Lacida and brokerage firms Lacida worked for deny allegations of sales practice violations.
KEVIN CHRISTOPHER MCCARTHY (KEVIN C MCCARTHY) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 5/7/2026. McCarthy was registered as a broker with MADISON AVENUE SECURITIES LLC of Hialeah, Florida, from 12/04/2007 - 01/30/2026. McCarthy was previously registered both as a broker […]
Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]
Investors apparently complained about securities broker James Francis Martin [CRD: 1218618, West Conshohocken, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin worked for Morgan Stanley from April 4, 2016, to December 2, 2022. See the following information to discover more about disclosures involving Martin and allegations reported on FINRA BrokerCheck. Martin […]
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