THOMAS HOWARD CANIFORD (TOM CANIFORD) CRD#: 1049021
a former LPL Financial broker who pled guilty in Ohio to 135 counts in 2016, had an order filed against him by the Securities and Exchange Commission (SEC) on March 30, 2017 to bar him from the securities industry. Tom Caniford was permanently barred by the Financial Industry Regulatory Authority (FINRA) in June of 2015. Caniford pled guilty to securities fraud, publishing false statements and theft from the elderly, and was sentenced to 12 years in prison.
Tom Caniford, according to FINRA’s BrokerCheck, was registered in the securities industry for 32 years and was listed with 9 firms. There were 15 disclosures on his report, 8 listed as “Customer Disputes.” Caniford was registered with LPL Financial in North Canton, Ohio from March 2008 to March 2015.
According to the SEC, Caniford pled guilty to issuing or publishing materially false statements or advertisements concerning securities between 2010 and 2014. The SEC stated that he committed theft from the elderly or disabled adults between 2009 and 2013, and committed securities fraud between 2009 and 2014.
According to the SEC, Tom Caniford committed theft, grand theft and sold unregistered securities.
If you were a victim of former LPL Financial North Canton, Ohio, broker TOM CANIFORD, and experienced losses due to his actions or recommendations, contact Soreide Law Group at no-cost and speak to a Securities Lawyer regarding the possible recovery of you financial losses at: 888-760-6552.
Soreide Law Group represents clients nationwide and operates on a contingency fee basis.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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