October 6, 2022

Manny Fernandez In SunTrust Client Disputes

an older woman in sad because of bad broker advice

FINRA BrokerCheck contains important information concerning securities broker Manuel Fernandez AKA Manny Fernandez [CRD#: 3079976, Coral Gables, FL]. Fernandez has worked for (1) Truist Advisory Services Inc. since 2016; (2) Truist Investment Services Inc. since 2003; and (3) SunTrust Investment Services Inc. from 2003 to 2016.

Evidently, the securities broker discloses SunTrust investor disputes on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Specifically, SunTrust Investment Services clients allege that Fernandez made unsuitable recommendations. For more on these disclosures about Fernandez, see below.

SunTrust Investment Services Client Accuses Fernandez Of Unsuitable Recommendations

Evidently, a client of SunTrust Investment Services contested Manny Fernandez's sales practices by filing FINRA Arbitration #: 22-01914 on August 22, 2022. Supposedly, Fernandez made unsuitable recommendations. Allegedly, the GIC transactions connected to this securities broker resulted in damages for the client. Therefore, the client seeks compensatory relief from SunTrust Investment Services or Fernandez in the amount of $1,000,000 in this ongoing matter.

Manny Fernandez Allegedly Made Unsuitable Transactions

Also, on January 14, 2022, a SunTrust Investment Services client filed FINRA Arbitration #: 22-00094 about Manny Fernandez. Specifically, the client alleged that Fernandez made unsuitable transactions. For this reason, the client claims that they sustained damages. Therefore, the client requested $576,000 in compensation from SunTrust Investment Services or Fernandez. Evidently, this arbitration is pending a resolution.

SunTrust Investment Services Client Accuses Fernandez Of Unsuitable Advice

Evidently, a client of SunTrust Investment Services contested Manny Fernandez's sales practices by filing FINRA Arbitration #: 21-02559 on October 12, 2021. Supposedly, Fernandez made unsuitable recommendations. Allegedly, the GIC transactions involving this securities broker caused the client to sustain damages. Therefore, the client seeks compensatory relief from SunTrust Investment Services or Fernandez in the amount of $5,000 in this ongoing matter.

Manny Fernandez Allegedly Provides Unsuitable Recommendations To SunTrust Investment Services Client

Also, a SunTrust Investment Services client filed FINRA Arbitration #: 20-03648 about Manny Fernandez. Specifically, the client alleged that Fernandez made unsuitable recommendations. Because of this, the client purportedly sustained damages. Therefore, on January 4, 2022, SunTrust Investment Services settled this matter by paying the client $300,000.

Damages Resulting From SunTrust Investment Services Securities Broker Manny Fernandez?

Did you sustain damages by investing with Manny Fernandez? If so, get in touch with Soreide Law Group at (888) 760-6552 and talk with a securities attorney about a possible recovery of your investment damages. Soreide Law Group, who has successfully recovered money for investors throughout all 50 states, represents clients through a contingency fee arrangement and advances all costs. Fernandez and brokerage firms Fernandez associated with deny any and all allegations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

August 17, 2026
Jeffrey L Bangerter of Concorde Investments & Formerly of Berthel Fisher

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings.  The Claimants […]

August 17, 2026
THEODORE W BYRER Suspended by FINRA

THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]

August 13, 2026
MARK L SULLIVAN Fined and Suspended

MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved