John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
One or more investors possibly experienced losses because of securities broker Marco Oreamuno [CRD: 4903418, Miami, Florida], based on disclosures on FINRA BrokerCheck. Oreamuno has worked for Bolton Global Capital since January 23, 2019, and Bolton Global Asset Management since March 11, 2019. Previously, he worked at Morgan Stanley in Miami, Florida, from September 10, 2010 to January 25, 2019. Read on to learn more about the disclosures involving Oreamuno.
Evidently, on December 19, 2024, a Bolton Global Capital client filed a complaint about Marco Oreamuno. Primarily, the client alleged that Oreamuno engaged in unauthorized trading. Consequently, the investor allegedly incurred damages linked to stocks. As a result, the client requested $178,000 in compensation from Bolton Global Capital or Oreamuno.
Specifically, a client of Bolton Global Capital contested Marco Oreamuno’s sales practices, according to a complaint dated October 8, 2024. Allegedly, Oreamuno engaged in unauthorized trading and overconcentrated the account in stocks. Therefore, the client sought compensation from Bolton Global Capital or Oreamuno in the amount of $140,000 in this matter.
Particularly, a client filed a complaint about Marco Oreamuno. The client alleged that Oreamuno failed to disclose information about implications of selling certain mutual funds. Because of this, the client allegedly sustained damages on mutual funds. As a result, on June 19, 2018, Morgan Stanley settled this matter by paying the client $34,999.96 in damages.
Do you need clarification on any investment losses relating to Marco Oreamuno? If so, contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group helps to recover losses for investors throughout the USA. The firm also takes cases on a contingency fee basis and advances all costs. Oreamuno and brokerage firms Oreamuno worked for deny accusations referenced in public disclosures.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
Phone:
Fax: 1-954-760-6553
Email: [email protected]