The Soreide Law Group is investigating the Mariner Access Fund and Mariner 2X Access Fund, sold by Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch raised millions of dollars from their investors in private sales. Investors in these funds have had enormous losses, in some cases over 75%. The Mariner Access Fund and Mariner 2X Access Fund were managed by the Mariner Investment Group. Merrill Lynch has an obligation to it's customers to ensure that the investment is appropriate for their portfolio and should discuss the level of riskiness involved with each investment. These funds may have been only suitable for clients who were ‘high risk’ or speculative investors.
If you or a loved one invested in the Mariner Access Fund and Mariner 2X Access Fund under recommendation from your broker/financial advisor, call for a free consultation on the potential recovery of your investment. To speak with an attorney call 888-760-6552.
Investors potentially experienced sales practice violations by securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray has worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Continue reading to learn more about Carbray’s […]
Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]
Investors potentially incurred losses because of securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leff has worked for Carter Terry Company Inc. as a securities broker since October 6, 2016, and as a financial advisor since October 21, 2016. Keep reading to discover […]
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