September 22, 2020

Marshall Owen Isaacson Barred

man sits with his head in his hands

Marshall Owen Isaacson, a former broker with Newbridge Securities of Boca Raton, Florida, was recently barred by FINRA for allegedly making unsuitable investment recommendations to his clients.
According to FINRA, without admitting or denying FINRA’s findings, Marshall Owen Isaacson consented to the sanction and to the entry of findings that he allegedly refused to provide documents and information requested by FINRA in connection with FINRA’s investigation into whether he made unsuitable investment recommendations.
Marshall Owen Isaacson, according to FINRA’s BrokerCheck, was in the securities industry for 35 years and has 10 disclosures on his CRD report with FINRA.  Of the 10 disclosures, 6 are customer disputes. In March of 2016, the first customer dispute against Isaacson, settled for $215,000.00 following allegations of, “unauthorized trading and suitability.”  There are three other customer disputes that have settled which alleged, breach of contract, suitability, and breach of fiduciary duty. The settlements ranged from $11,125 up to $92,000. The two remaining disputes are pending.
Marshall Owen Isaacson, according to BrokerCheck, has been listed with 12 firms. The most recent are listed below:
06/29/2016 - 05/22/2019 NEWBRIDGE SECURITIES CORPORATION - BOCA RATON, FL
08/10/2007 - 07/05/2016 NATIONAL SECURITIES CORPORATION - BOCA RATON, FL 
According to a recent article in Financial Advisor IQ, Newbridge Securities seems to be the taget of regulators in recent years.  In 2016, Newbrige Securities settled FINRA allegations claiming that it allegedly failed to apply discounts to certain investment transactions leading to customers overpaying in certain investment transactions over, $172,000. In 2015,  Newbridge Securities paid a $138,000 fine over allegations of trading corporate bonds at unfair prices. In 2013, Newbridge Securities paid a $50,000 following allegation regarding the disclosure of transaction-based fees.
If you’ve suffered investment losses due to the actions or recommendations of the former broker, Marshall Owen Isaacson, who was previously listed with NEWBRIDGE SECURITIES CORPORATION of BOCA RATON, FL, contact the Pompano Beach, Florida-based Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your financial losses through a FINRA arbitration at:  888-760-6552.
Soreide Law Group represents clients in all 50 states before FINRA. We operate on a contingency fee basis—no fee to you if no recovery.

S H A R E   T H I S   P O S T

Recent Posts

April 18, 2026
RAD Diversified REIT Losses?

Soreide Law Group is investigating potential investor claims involving RAD Diversified REIT Inc., specifically focusing on whether brokers or financial advisors improperly recommended this non-traded real estate investment trust despite mounting red flags. RAD Diversified REIT raised investor funds to acquire and manage real estate assets nationwide, positioning itself as an accessible way for individuals […]

April 18, 2026
Richard Carlesco Connected To IBN Financial Investor Arbitration Claim About Selling Away

Investors apparently complained about securities broker Richard James Carlesco Jr. [CRD: 2135988, Liverpool, New York], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carlesco worked for IBN Financial Services Inc. from October 24, 2000, to the present, and later registered with Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. beginning April […]

April 18, 2026
Steven Schmitt Linked To Raymond James Investor’s Unsuitable Advice Arbitration Claim

Investors potentially experienced sales practice violations by securities broker Steven Wallace Schmitt [CRD: 4486457, Paramus, New Jersey], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schmitt worked for Raymond James Associates Inc. since November 9, 2022, and previously worked for Morgan Stanley from October 7, 2016, to November 29, 2022. […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved