The Soreide Law Group, (888) 760-6552, has obtained the following summation from FINRA’s website, under “Disciplinary and Other FINRA Actions, May, 2014.”
Nicholas Adam Hill (CRD #5992761, Parkville, Maryland)
was barred by FINRA for allegedly withdrawing $8,000 from his customer bank accounts without the customers’ authorization.
According to FINRA's findings, allegedly Nicholas Hill used the funds for his own personal uses. Hill was terminated and restitution was provided to the customers.
(FINRA Case #2013037985702)
Nicholas Hill was previously registered with the following FINRA firm:
M&T SECURITIES, INC. (CRD# 17358) - TOWSON, MD
12/2011 - 08/2013
The information available on FINRA's website ends here.
If you have experienced financial losses through your broker or financial advisor, call a Securities Arbitration Lawyer for a free consultation on how to potentially recover those losses: 888-760-6552. Soreide Law Group, representing clients nationwide before FINRA.
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