The Soreide Law Group, (888) 760-6552, has obtained the following summation from FINRA’s website, under “Disciplinary and Other FINRA Actions, May, 2014.”
Nicholas Adam Hill (CRD #5992761, Parkville, Maryland)
was barred by FINRA for allegedly withdrawing $8,000 from his customer bank accounts without the customers’ authorization.
According to FINRA's findings, allegedly Nicholas Hill used the funds for his own personal uses. Hill was terminated and restitution was provided to the customers.
(FINRA Case #2013037985702)
Nicholas Hill was previously registered with the following FINRA firm:
M&T SECURITIES, INC. (CRD# 17358) - TOWSON, MD
12/2011 - 08/2013
The information available on FINRA's website ends here.
If you have experienced financial losses through your broker or financial advisor, call a Securities Arbitration Lawyer for a free consultation on how to potentially recover those losses: 888-760-6552. Soreide Law Group, representing clients nationwide before FINRA.
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
Soreide Law Group is investigating potential investor claims involving DCM US Multi-Family Homes PLC notes sold or recommended through Andbanc Brokerage LLC. They are also investigating sales or recommendations through Andbanc Advisory LLC. Additionally, they are reviewing sales or recommendations through BCI Securities, Inc., Boreal Capital Securities, LLC (also known as Mora Capital Securities), and […]
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