John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

MATTHEW EARL PEREGOY (MATT PEREGOY) CRD#: 2430960
was barred by FINRA on January 16, 2018. Without admitting or denying the findings, MATTHEW EARL PEREGOY consented to the sanction and to the entry of findings that he did not produce FINRA requested information related to its investigation into potential misuse of funds and failure to disclose a civil judgment.
Matt Peregoy has been in the securities industry 22 years and was listed with 4 firms.
FINRA has barred MATTHEW EARL PEREGOY from acting as a broker or otherwise associating with a broker-dealer firm.
According to FINRA’s BrokerCheck, Matt Peregoy has been in the securities industry for 22 years and was listed with 4 firms, the most recent listed below:
01/09/2006 - 07/23/2016 INVESTORS CAPITAL CORP. - BRICK, NJ
05/26/1998 - 12/31/2005 THE INVESTMENT CENTER, INC. - BRICK, NJ
If you have experienced losses due to the actions or recommendations of MATTHEW EARL PEREGOY (MATT PEREGOY), contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA. We operate on a contingency fee basis, which means there is no fee if there is no recovery. Let our experience work for you.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
Phone:
Fax: 1-954-760-6553
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