MATTHEW EARL PEREGOY (MATT PEREGOY) CRD#: 2430960
was barred by FINRA on January 16, 2018. Without admitting or denying the findings, MATTHEW EARL PEREGOY consented to the sanction and to the entry of findings that he did not produce FINRA requested information related to its investigation into potential misuse of funds and failure to disclose a civil judgment.
Matt Peregoy has been in the securities industry 22 years and was listed with 4 firms.
FINRA has barred MATTHEW EARL PEREGOY from acting as a broker or otherwise associating with a broker-dealer firm.
According to FINRA’s BrokerCheck, Matt Peregoy has been in the securities industry for 22 years and was listed with 4 firms, the most recent listed below:
01/09/2006 - 07/23/2016 INVESTORS CAPITAL CORP. - BRICK, NJ
05/26/1998 - 12/31/2005 THE INVESTMENT CENTER, INC. - BRICK, NJ
If you have experienced losses due to the actions or recommendations of MATTHEW EARL PEREGOY (MATT PEREGOY), contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA. We operate on a contingency fee basis, which means there is no fee if there is no recovery. Let our experience work for you.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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