The following information is located on FINRA’s website under “Disciplinary and Other FINRA Actions, February, 2014.”
Violeta Maria Godoy Zuniga (CRD #5792585, Registered Representative, Doral, Florida)
was barred by FINRA for alleged misappropriation of $7,000 from a bank customer for her own personal use. Godoy Zuniga assisted a customer in opening a savings account. The customer then instructed Violeta Godoy Zuniga to withdraw $8,000, and deposit the money in the newly opened account. Instead Godoy Zuniga deposited only $1,000, and kept the $7,000 for her own personal use.
At a later visit to the bank, Godoy Zuniga approached the customer and informed him that she had kept the $7000 but would return the money to his account. She asked that he not report the misappropriation of funds to the management. However, the customer filed a police report and Godoy Zuniga’s employment was terminated. The bank returned the money to the customer.
(FINRA Case #2013037774301)
Violeta Maria Godoy Zuniga, according to FINRA's BrokerCheck, was previously registered with the following FINRA firm(s):
J.P. MORGAN SECURITIES LLC (CRD# 79) - MIAMI, FL
10/2012 - 07/2013
CHASE INVESTMENT SERVICES CORP. (CRD# 25574) - MIAMI, FL
06/2010 - 10/2012
This ends FINRA's summation.
Fort Lauderdale-based, Soreide Law Group, represents clients nationwide in arbitrations before FINRA. For a free consultation on how to potentially recover your investment losses call: 888-760-6552.
Contact Soreide Law Group for a Free Review of Your Potential Investment Loss Claim If your financial advisor recommended Creative Media & Community Trust (NASDAQ: CMCT) and you suffered substantial losses, you may have legal rights. A CMCT investment loss attorney can help you understand your options and pursue recovery. Many investors purchased CMCT believing […]
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com