Investors might have been negatively impacted by securities broker Miguel Maisterra Silva [CRD: 7810506, Houston, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Miguel Silva worked for Banorte Securities International Ltd. from February 6, 2024, to May 6, 2026. See the following information to find out more about disclosures involving Miguel Silva.
Specifically, on April 7, 2026, Banorte Securities International Ltd. disaffiliated with Silva. Mainly, Banorte Securities International Ltd. alleged that Silva placed client signatures on paperwork without obtaining signatures directly from the clients, resulting in concerns about the authenticity of certain account documents.
Forgery generally involves signing another person's name, reproducing a signature, or altering documents without proper authorization. In the securities industry, forgery allegations may arise when a financial professional submits forms containing signatures that were not personally executed or approved by the client. Firms and regulators generally require brokers and financial advisors to obtain genuine client authorizations and maintain accurate records.
Are you concerned about investments you made through Miguel Silva? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the US. Also, our securities lawyers handle cases on a contingency fee arrangement and advance all costs. Silva and brokerage firms Silva worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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