Soreide Law Group, (888) 760-6552, obtained the following summation of information found on FINRA's website under “Disciplinary and Other FINRA Actions March 2015.”
Brian Michael Seifert (CRD #4547658, Rochester, Minnesota)
was barred by FINRA for allegedly failing to provide FINRA-requested on-the-record testimony involving an investigation into allegations that he, among other things, forged documents and falsified insurance client information.
(FINRA Case #2012033920601)
Brian Michael Seifert is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment advisor (providing advice about securities to clients). He is not currently registered with any firms, below is a list of firms he was previously registered with:
03/2008 - 08/2012 COUNTRY CAPITAL MANAGEMENT COMPANY (CRD# 12060) - ROCHESTER, MN
01/2007 - 03/2008 LIBERTY LIFE SECURITIES LLC (CRD# 47737) - EAGAN, MN
04/2003 - 02/2005 EQUITRUST MARKETING SERVICES, LLC (CRD# 5309) - WEST DES MOINES, IA
FINRA's information ends here.
If you or a family member have become alleged victims of insurance fraud, contact an insurance fraud attorney at Soreide Law Group for a free consultation on how to recover your investment losses: 888-760-6552.
Soreide Law Group, PLLC, represents Insurance Fraud Victims in Federal Court, State Court and before the Financial Industry Regulatory Authority (“FINRA”).
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