NATHAN DANIEL GOAD (NATHAN D GOAD, NATE GOAD) has been listed as a broker with J. ALDEN ASSOCIATES, INC. of Wayne, Pennsylvania, since 1/7/2022. Goad has been registered as an investment advisor with ALDEN INVESTMENT GROUP of Largo, Florida, since 7/28/2022.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, NATHAN D GOAD has 18 years of experience in the securities industry and has been listed with 8 firms. Goad has 5 disclosures on his FINRA CRD report, all five are “Customer Disputes.” Four of the disputes have settled and one is pending. The significance of Goad’s disclosures is underscored in FINRA NOTICE to MEMBERS 03-49. FINRA conducted a review of the CRD’s of all registered representatives, only .41% had been the subject of 3 or more customer complaints. In other words, NATHAN D GOAD’s customer complaints rank him in the top one-hundredth percent of all registered representatives for customer complaints.
The dispute filed against NATHAN D GOAD dated 1/21/2026 settled for $27,000.00. The allegations were, “Plaintiff alleges that Mr. Goad misrepresented the risks and suitability of alternative investments, which occurred between April 2022 and January 2023.”
There is a dispute filed against Goad dated 1/20/2026 that settled for $329,100.00 following the allegations of, “Plaintiff alleges that Mr. Goad misrepresented the risks and suitability of alternative investments which occurred between January 2021 and May 2022.”
The dispute dated 9/15/2025 filed against NATHAN D GOAD settled for $694,050.00. The allegations were, “Plaintiff alleges that Mr. Goad misrepresented the risks and suitability of alternative investments, which occurred between March 2022 and June 2025.”
A dispute filed against Goad dated 4/25/2025 settled for $458,850.00 with the allegations, “Plaintiff alleges that Mr. Goad misrepresented the risks and suitability of alternative investments in December of 2023.”
The Broker Comments listed on all four settled disputes were, “Mr. Goad denies the allegations as stated within the complaint. The firm settled to avoid litigation costs.”
The pending “Customer Dispute” filed against NATHAN D GOAD is dated 4/14/2025. The allegations are, “Breach of Fiduciary duty, negligence, misrepresentation based upon the recommendation by the rep Nate Goad of private placements which occurred between October 2022 and January 2023.” The damage amount requested is $500,000.00.
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