Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.”
Jessica Lyn Fenner (CRD #4437897, Associated Person, Washington, New Jersey)
was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Fenner consented to the described sanction and to the entry of findings that she photocopied a firm customer’s signatures and affixed them to withdrawal forms to withdraw a total of $36,000 from the customer’s variable annuity and transfer the funds into a bank account she controlled, without the permission or authority of the customer or her member firm to engage in this conduct. Fenner converted the $36,000 by forging the customer’s signature on the account-withdrawal forms.
(FINRA Case #2012034801201)
This ends the information obtained on FINRA’s website.
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