WILLIAM M. QUIGLEY (CRD# 1968265) aka BILL QUIGLEY, Seaford, Long Island, a former chief compliance officer at a Woodbury, New York, brokerage firm, was charged in a two-count indictment by federal prosecutors with conspiring to defraud investors of more than $500,000, on Thursday, May 28, 2015
According to FINRA's BrokerCheck, Bill Quigley was previously registered with the following firms:
10/2007 - 09/2014 TRIDENT PARTNERS LTD. (CRD# 41258) - WOODBURY, NY
10/2005 - 10/2007 JOSEPH STEVENS & COMPANY, INC. (CRD# 35459) - NEW YORK, NY
06/2004 - 09/2005 TRIDENT PARTNERS LTD. (CRD# 41258) - WOODBURY, NY
10/2003 - 06/2004 JOSEPH STEVENS & COMPANY, INC. (CRD# 35459) - BROOKLYN, NY
08/2002 - 09/2003 WIN CAPITAL CORP. (CRD# 36172) - BAYVILLE, NY
FINRA expelled the firm in 02/2004
04/2002 - 08/2002 LADENBURG CAPITAL MANAGEMENT INC. (CRD# 14623) - BETHPAGE, NY
12/1999 - 04/2002 BENJAMIN SECURITIES, INC. (CRD# 7754) - HAUPPAUGE, NY
10/1991 - 06/1999 FLEET SECURITIES, INC. (CRD# 13071) - DALLAS, TX
07/1989 - 10/1991 QUICK & REILLY, INC. (CRD# 11217) - NEW YORK, NY
If you suffered financial losses due to your broker/financial advisor, call Soreide Law Group for a free consultation on how to potentially recover those losses at 888-760-6552. We represent our clients nationwide before FINRA.
The recent Chapter 11 bankruptcy filing by Inspired Healthcare Capital (IHC) has sent shockwaves through the senior living investment community. For many retirees and 1031 exchange participants, what was marketed as a stable, income-producing real estate opportunity has turned into a complex legal battle for recovery. If you invested in an IHC-sponsored Delaware Statutory Trust […]
Soreide Law Group is investigating potential investor claims involving NLCA VA Birmingham Realty DST, particularly where brokers or financial advisors may have improperly recommended this specific Delaware Statutory Trust offering. NLCA VA Birmingham Realty DST is a 1031 exchange investment vehicle that offered investors fractional interests in real estate through a private placement. Although it […]
Investors have reportedly disputed the sales practices of securities broker Nicholas Cross Ignatowski (also known as Nick Ignatowski) [CRD: 2409399, Milwaukee, Wisconsin], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ignatowski worked for LPL Financial LLC from August 20, 2013, to December 31, 2023. Investors are encouraged to continue reading […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com