Soreide Law Group is currently representing investors against Meyers Associates, a small New York firm which unfortunately, is known for having many of their registered representatives with negative marks on their employment records.
These negative marks or "disclosure events" often show up in FINRA's BrokerCheck, which is a database available to the public located on FINRA's website. Disclosure events are often seen as "red flags" by both investors and the financial industry. These events can be anything from a customer complaint, regulatory action, or a broker's personal financial problems.
According to FINRA, at Meyers Associates, their registered representatives have five times the industry average for some type of disclosure event on their records.
In a recent article from InvestmentNews.com, reviewing Meyers Associates roster, of 75 brokers 47 have some type of disclosure event on their BrokerCheck. Which calculates to 63% of the firm's reps have disclosure events on their BrokerCheck histories, the average being 4.5 per representative.
If you feel you have become a victim of stock/securities loss due to your broker's recommendations, call a Securities Arbitration Lawyer for a free consultation on how to potentially recover your losses. To speak with an attorney, call 888-760-6552.
Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.
Investors have reportedly disputed the sales practices of securities broker John Howard Saunders [CRD: 870131, Vero Beach, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Saunders has been registered with UBS Financial Services Inc. since May 11, 2007, operating from both Vero Beach, Florida, and Roanoke, Virginia. Read on to discover […]
Investors potentially experienced sales practice violations due to securities broker Edward Muster [CRD: 1012341, Boca Raton, Florida], based on public information on FINRA BrokerCheck. Evidently, Edward Muster worked for Herbert J. Sims Co. Inc. from May 14, 1998, to July 7, 2020. Keep reading to find out more about Edward Muster’s disclosures. Herbert J. Sims […]
Investors potentially incurred losses because of securities broker Thomas Marion McDonald [CRD: 326904, Cleveland, Ohio], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, McDonald worked for McDonald Partners LLC from December 7, 2005, to March 17, 2025. See the following summary for details about McDonald’s disclosures and the disputes involving […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com