Soreide Law Group is currently representing investors against Meyers Associates, a small New York firm which unfortunately, is known for having many of their registered representatives with negative marks on their employment records.
These negative marks or "disclosure events" often show up in FINRA's BrokerCheck, which is a database available to the public located on FINRA's website. Disclosure events are often seen as "red flags" by both investors and the financial industry. These events can be anything from a customer complaint, regulatory action, or a broker's personal financial problems.
According to FINRA, at Meyers Associates, their registered representatives have five times the industry average for some type of disclosure event on their records.
In a recent article from InvestmentNews.com, reviewing Meyers Associates roster, of 75 brokers 47 have some type of disclosure event on their BrokerCheck. Which calculates to 63% of the firm's reps have disclosure events on their BrokerCheck histories, the average being 4.5 per representative.
If you feel you have become a victim of stock/securities loss due to your broker's recommendations, call a Securities Arbitration Lawyer for a free consultation on how to potentially recover your losses. To speak with an attorney, call 888-760-6552.
Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.
Financial Industry Regulatory Authority sanctioned securities broker Arthur Craigg McRae [CRD: 4697209, Williamsville, New York], given the public information found on BrokerCheck. McRae worked for Wells Fargo Advisors Financial Network LLC from August 1, 2014, to October 3, 2024. Investors are encouraged to continue reading to discover more about McRae’s disclosures. FINRA Suspended And Fined […]
Financial Industry Regulatory Authority (FINRA) sanctioned securities broker Michael Stephen Schoolcraft [CRD: 6375300, Lisle, Illinois], based on public information on BrokerCheck. Schoolcraft worked for MML Investors Services LLC from May 17, 2016, to May 1, 2026. Read on to find out more about Schoolcraft’s disclosures. MML Terminated Michael Schoolcraft Over Personal Loans MML Investors Services […]
Securities broker Patrick Michael Carroll [CRD: 2676119, Cadillac, Michigan] has disclosures including a regulatory action and investor complaint, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck records. Carroll joined Centaurus Financial Inc. as a securities broker on September 20, 2006, and as a financial advisor representative on June 24, 2010. The disclosures described below include […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com