Soreide Law Group is currently representing investors against Meyers Associates, a small New York firm which unfortunately, is known for having many of their registered representatives with negative marks on their employment records.
These negative marks or "disclosure events" often show up in FINRA's BrokerCheck, which is a database available to the public located on FINRA's website. Disclosure events are often seen as "red flags" by both investors and the financial industry. These events can be anything from a customer complaint, regulatory action, or a broker's personal financial problems.
According to FINRA, at Meyers Associates, their registered representatives have five times the industry average for some type of disclosure event on their records.
In a recent article from InvestmentNews.com, reviewing Meyers Associates roster, of 75 brokers 47 have some type of disclosure event on their BrokerCheck. Which calculates to 63% of the firm's reps have disclosure events on their BrokerCheck histories, the average being 4.5 per representative.
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Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.
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