Soreide Law Group is currently representing investors against Meyers Associates, a small New York firm which unfortunately, is known for having many of their registered representatives with negative marks on their employment records.
These negative marks or "disclosure events" often show up in FINRA's BrokerCheck, which is a database available to the public located on FINRA's website. Disclosure events are often seen as "red flags" by both investors and the financial industry. These events can be anything from a customer complaint, regulatory action, or a broker's personal financial problems.
According to FINRA, at Meyers Associates, their registered representatives have five times the industry average for some type of disclosure event on their records.
In a recent article from InvestmentNews.com, reviewing Meyers Associates roster, of 75 brokers 47 have some type of disclosure event on their BrokerCheck. Which calculates to 63% of the firm's reps have disclosure events on their BrokerCheck histories, the average being 4.5 per representative.
If you feel you have become a victim of stock/securities loss due to your broker's recommendations, call a Securities Arbitration Lawyer for a free consultation on how to potentially recover your losses. To speak with an attorney, call 888-760-6552.
Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
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