John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

The North Dakota Securities Commissioner said that KEVIN DONALD WANNER (KEVIN D WANNER) CRD#: 1402627, of Bismarck, North Dakota, has been accused of bilking 66 investors from North Dakota over 15 years. WANNER has reached a plea agreement in federal court on charges of mail fraud and money laundering.
Woodbury Financial Services Inc., of Oakdale, Minnesota, will pay approximately $600,000 to investors who were victimized while KEVIN D WANNER was employed there as a registered representative. This is the second settlement involving WANNER . Questar Capital Corporation in Minneapolis agreed to pay $2.4 million to investors.
FINRA has barred KEVIN D WANNER from acting as a broker or otherwise associating with a broker-dealer firm.
According to FINRA’s BrokerCheck, KEVIN D WANNER has 4 Disclosures on his BrokerCheck report. Wanner was in the securities industry for 30 years and was listed with 14 firms, the most recent listed below:
2/18/2012 - 12/10/2015 QUESTAR CAPITAL CORP - BISMARCK, ND
08/06/2010 - 12/19/2012 WOODBURY FINANCIAL SERVICES INC - BISMARCK, ND
12/01/2006 - 08/11/2010 QUESTAR CAPITAL CORP - BISMARCK, ND
If you suffered financial losses due to the actions or recommendations of KEVIN D WANNER, formerly of Questar Capital Corp of Bismarck, ND, and Woodbury Financial Services of Bismarck, ND, call Soreide Law Group and speak to an experienced securities lawyer regarding the possible recovery of your losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA and we operate on a contingency fee basis.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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