The North Dakota Securities Commissioner said that KEVIN DONALD WANNER (KEVIN D WANNER) CRD#: 1402627, of Bismarck, North Dakota, has been accused of bilking 66 investors from North Dakota over 15 years. WANNER has reached a plea agreement in federal court on charges of mail fraud and money laundering.
Woodbury Financial Services Inc., of Oakdale, Minnesota, will pay approximately $600,000 to investors who were victimized while KEVIN D WANNER was employed there as a registered representative. This is the second settlement involving WANNER . Questar Capital Corporation in Minneapolis agreed to pay $2.4 million to investors.
FINRA has barred KEVIN D WANNER from acting as a broker or otherwise associating with a broker-dealer firm.
According to FINRA’s BrokerCheck, KEVIN D WANNER has 4 Disclosures on his BrokerCheck report. Wanner was in the securities industry for 30 years and was listed with 14 firms, the most recent listed below:
2/18/2012 - 12/10/2015 QUESTAR CAPITAL CORP - BISMARCK, ND
08/06/2010 - 12/19/2012 WOODBURY FINANCIAL SERVICES INC - BISMARCK, ND
12/01/2006 - 08/11/2010 QUESTAR CAPITAL CORP - BISMARCK, ND
If you suffered financial losses due to the actions or recommendations of KEVIN D WANNER, formerly of Questar Capital Corp of Bismarck, ND, and Woodbury Financial Services of Bismarck, ND, call Soreide Law Group and speak to an experienced securities lawyer regarding the possible recovery of your losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA and we operate on a contingency fee basis.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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