Investors potentially incurred losses because of securities broker Nouachi Vang [CRD: 5090132, Maple Grove, Minnesota], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nouachi Vang has worked for LPL Financial LLC since August 8, 2024, and previously worked for Kestra Advisory Services LLC and Kestra Investment Services LLC from March 8, 2022, to August 8, 2024, as well as Vanguard Advisers Inc. and Vanguard Marketing Corporation from January 2, 2020, to March 7, 2022. Investors should continue reading to discover more about disclosures involving Nouachi Vang that have been reported on FINRA BrokerCheck.
Evidently, on November 24, 2025, a Vanguard Marketing Corporation client filed FINRA Arbitration No. 25-00381 concerning Nouachi Vang. Primarily, the client alleged that Vang committed misappropriation. Because of this, the client allegedly sustained damages. Consequently, the client requested $135,000 in compensation from Vanguard Marketing Corporation or Vang. It appears that this arbitration remains pending a resolution.
Particularly, a client of Vanguard Advisers Inc. disputed Vang’s sales practices by filing a client complaint that resulted in a settlement. Allegedly, Vang failed to follow instructions by investing the client’s funds in exchange-traded funds, which the client claimed caused unrealized losses. It appears that these activities occurred between January 25, 2022, and March 10, 2023, and involved ETFs. Therefore, Vanguard Advisers Inc. opted to settle the matter on November 30, 2023, by compensating the client in the amount of $100,000.
Are you concerned regarding investments you made through Nouachi Vang? You can contact Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Vang and brokerage firms Vang worked for deny allegations of sales practice violations.
ROBERT SCOTT SMITH (ROBERT S SMITH) is currently registered as a broker with EMERSON EQUITY LLC of Newberg, Oregon, since 4/3/2020. He was previously registered as a broker with CONCORDE INVESTMENT SERVICES LLC of Newberg, Oregon, 05/06/2011 - 04/06/2020. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, ROBERT S SMITH has 39 […]
MARILEE ANN HILL (MARILEE A HILL, MARILEE ANN HANSEN) has been registered as a broker with EMERSON EQUITY LLC of San Mateo, California, since 3/26/2020. She was previously registered with PRIMEX of Christiansted, St. Croix, VI, from 10/13/2014 - 04/20/2020. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, MARILEE A HILL has […]
Investors potentially experienced sales practice violations by securities broker Nicholas Thomas Stafford IV (also known as Nicholas Lance and Lance Stafford) [CRD: 2900449, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stafford worked for Bridge Capital Associates Inc. from January 10, 2020, to March 3, 2022, Emerson Equity […]
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