Investors potentially incurred losses because of securities broker Nouachi Vang [CRD: 5090132, Maple Grove, Minnesota], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nouachi Vang has worked for LPL Financial LLC since August 8, 2024, and previously worked for Kestra Advisory Services LLC and Kestra Investment Services LLC from March 8, 2022, to August 8, 2024, as well as Vanguard Advisers Inc. and Vanguard Marketing Corporation from January 2, 2020, to March 7, 2022. Investors should continue reading to discover more about disclosures involving Nouachi Vang that have been reported on FINRA BrokerCheck.
Vanguard Marketing Corporation Investor Accused Vang Of Misappropriation
Evidently, on November 24, 2025, a Vanguard Marketing Corporation client filed FINRA Arbitration No. 25-00381 concerning Nouachi Vang. Primarily, the client alleged that Vang committed misappropriation. Because of this, the client allegedly sustained damages. Consequently, the client requested $135,000 in compensation from Vanguard Marketing Corporation or Vang. It appears that this arbitration remains pending a resolution.
Nouachi Vang Disclosed Failure To Follow Instructions Allegations By Vanguard Advisers Client
Particularly, a client of Vanguard Advisers Inc. disputed Vang’s sales practices by filing a client complaint that resulted in a settlement. Allegedly, Vang failed to follow instructions by investing the client’s funds in exchange-traded funds, which the client claimed caused unrealized losses. It appears that these activities occurred between January 25, 2022, and March 10, 2023, and involved ETFs. Therefore, Vanguard Advisers Inc. opted to settle the matter on November 30, 2023, by compensating the client in the amount of $100,000.
Have You Made Investments Through Financial Advisor / Securities Broker Vang?
Are you concerned regarding investments you made through Nouachi Vang? You can contact Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Vang and brokerage firms Vang worked for deny allegations of sales practice violations.
