John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
The following are Oil & Gas/Alternative Energy Offerings that Mick & Associates conducted due diligence on before a broker-dealer, registered representatives, or a registered investment advisor was able to sell the fund to the public.
Adwar Drilling Fund I, LP
Atlas Resources Series 32-2012
Bradford Drilling Associates XXXII
Bryan Limited Partnership #33
Catalyst Energy 2012-1, LP
Coachman Bakken Drilling Fund III
Coachman Bakken Income Fund
D&L Energy 2011 Program
Energy Hunter Partners 2012-A Drilling & Production Fund
Frontier Income and Growth LLC 2010 Offering
Gulf South Energy Partners 2011-A, LP
Hard Rock Partners 2012 Drilling Program
ICON Oil & Gas Fund 2/27/11
Oil States Trading Income Fund I, Ltd.
Madison Capital Energy Income Fund III
MDS 2012 Marcellus Shale Development, LP
Noble Royalty Access Fund 14
Noble Oak Royalties
Noble Royalties – Willow Properties Direct Interest Program
Penneco Drilling Associates 2012-
Reef 2012-A Private Drilling Fund
Resource Royalty Income and Growth Fund 2012-A, L.P.
Rice Drilling B, LLC
Unity Resources 11-A Direct Interest Program
US Energy Genesis Drilling Program I, LP
U.S. Energy – Strategic Income Fund
Viesca Petroleum Fund I, LP
Waveland Drilling Partners Series III
Waveland Resource Partners II
For a free consultation on how to potentially recover your financial losses please call: 888-760-6552.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
Phone:
Fax: 1-954-760-6553
Email: [email protected]