The Soreide Law Group is investigating former RBC of West Palm Beach broker, PAUL V. BLUM (CRD# 735003). This investigation is centered on the misconduct of former broker Blum related, in part, to junk bonds. These bonds allegedly were unsuitable for clients and caused huge losses in energy and other investments, totaling hundreds of thousands of dollars. Currently, Soreide Law Group has other unrelated cases filed against RBC.
According to FINRA’s BrokerCheck, Paul V. Blum had been registered in the securities industry for 34 years. He is not currently licensed to act as a broker or as an investment advisor, however, he may still be able to offer other investment-related services if properly licensed to do so. Also listed on his FINRA report were 22 customer disputes filed with 12 customer disputes still pending.
Some of the firms Paul V. Blum was listed with were:
10/2009 - 11/2015 RBC CAPITAL MARKETS, LLC - WEST PALM BEACH, FL
02/1991 - 10/2009 J. B. HANAUER & CO. - WEST PALM BEACH, FL
If you or a loved one were clients of Paul V. Blum of RBC of West Palm been and suffered financial losses due his recommendations, call Soreide Law Group for a no-cost consultation with a lawyer regarding the possibility of recovering your investment at: 888-760-6552.
We represent clients nationwide before FINRA and operate on a contingency fee.
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William Kershaw was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 5/15/2026. William Kershaw was registered as a broker with NYLIFE SECURITIES LLC of Charlotte, North Carolina from 12/16/2024 - 07/17/2025. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, […]
Michael S Barrows (Michael Scott Barrows) has been suspended by FINRA indefinitely with the start date of 3/27/2026. The Regulator’s Statement was, “Pursuant to FINRA Rule 9553, Respondent Barrows' registration with FINRA is suspended on March 27, 2026, for failure to pay arbitration fees.” Barrows is registered as a broker with INNOVATION PARTNERS LLC of […]
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