The Soreide Law Group is investigating former RBC of West Palm Beach broker, PAUL V. BLUM (CRD# 735003). This investigation is centered on the misconduct of former broker Blum related, in part, to junk bonds. These bonds allegedly were unsuitable for clients and caused huge losses in energy and other investments, totaling hundreds of thousands of dollars. Currently, Soreide Law Group has other unrelated cases filed against RBC.
According to FINRA’s BrokerCheck, Paul V. Blum had been registered in the securities industry for 34 years. He is not currently licensed to act as a broker or as an investment advisor, however, he may still be able to offer other investment-related services if properly licensed to do so. Also listed on his FINRA report were 22 customer disputes filed with 12 customer disputes still pending.
Some of the firms Paul V. Blum was listed with were:
10/2009 - 11/2015 RBC CAPITAL MARKETS, LLC - WEST PALM BEACH, FL
02/1991 - 10/2009 J. B. HANAUER & CO. - WEST PALM BEACH, FL
If you or a loved one were clients of Paul V. Blum of RBC of West Palm been and suffered financial losses due his recommendations, call Soreide Law Group for a no-cost consultation with a lawyer regarding the possibility of recovering your investment at: 888-760-6552.
We represent clients nationwide before FINRA and operate on a contingency fee.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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