PETER LEWIS GOFFIN (PETER L GOFFIN), a former broker/financial advisor with Newbridge Securities of Boca Raton, Florida (10/06/2003 - 10/05/2023) currently has three pending “Customer Disputes.” Allegedly, some of these losses are due to recommendations of GWG L Bonds and other alternative investments, some totaling over $500,000 in damages.
Some of the alleged alternative investments recommended by Newbridge Securities, through its financial advisor PETER L GOFFIN, are:
- GWG L Bonds,
- GPB Holdings,
- GPB Automotive,
- Lodging Opportunity REIT,
- Lodging REIT III,
- Shopoff, and
- Sila Realty Trust.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, PETER L GOFFIN, has been in the securities industry for 36 years and has been listed with 5 firms. Goffin has 9 disclosures on his FINRA CRD report. Of the 9 disclosures, 8 are “Customer Disputes,” 2 disputes were denied, 3 are pending, and 3 were settled. Goffin denies the allegations. The significance of PETER L GOFFIN’s FINRA Customer Complaints is underscored in FINRA NOTICE to MEMBERS 03-49. FINRA conducted a review of the CRD’s of all registered representatives, only .41% had been the subject of 3 or more customer complaints. In other words Goffin’s customer complaints rank him in the top one-hundredth percent of all registered representatives for customer complaints.
South Florida-based Soreide Law Group has represented many clients who have suffered financial losses in GWG L Bonds. If you were recommended GWG L Bonds or any high-risk and/or illiquid alternative investments, by PETER L GOFFIN formerly of Newbridge Securities of Boca Raton, Florida, or any other broker/dealer, and suffered significant losses, Soreide Law Group urges you to recover your investment losses through a FINRA arbitration before it’s too late. Brokerage firms and brokers/financial advisors may be held liable for the losses suffered by their clients through such things as unsuitable recommendations, misrepresentations, and over-concentrations.
Contact Soreide Law Group, and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA on a contingency fee basis, no cost to you if no recovery.