Investors have come forward with complaints about securities broker Philippus Van Staden AKA Philippus Theunis Van Stadden and Philip Van Staden [CRD#: 4489166, Winter Park, FL]. Evidently, the securities broker, who worked for The Strategic Financial Alliance, discloses client disputes via FINRA BrokerCheck. Evidently, The Strategic Financial Alliance clients allege that Van Staden failed to perform due diligence relating to investment recommendations. Also, investors alleged misrepresentations and unsuitable transactions. For more on these disclosures about Van Staden, see below.
The Strategic Financial Alliance Investor Accuses Van Staden Of Unreasonable Due Diligence
Evidently, a Strategic Financial Alliance client filed FINRA Arbitration #: 21-01141 about Philippus Van Staden. Namely, the client alleged that Van Staden failed to perform due diligence relating to investment recommendations and made misrepresentations and unsuitable transactions. Because of this, the client sustained damages on conservation easement investments. Therefore, on October 6, 2022, The Strategic Financial Alliance settled this matter by paying the client $90,000.
Van Staden Discloses Unsuitable Recommendations Allegations By Green Vista Capital Client
Also, a client of Green Vista Capital contested Philippus Van Staden’s sales practices by filing FINRA Arbitration #: 22-01445 on August 24, 2022. Allegedly, Van Staden made unsuitable recommendations, breached a fiduciary duty, and was negligent. Supposedly, the private placements which Van Staden sold or recommended had caused the client to sustain damages. Therefore, the client seeks compensatory relief from Green Vista Capital or Van Staden in the amount of $700,000 in this ongoing matter.
Green Vista Capital Investor Accuses Philippus Van Staden Of Unreasonable Due Diligence
Evidently, a Green Vista Capital client filed FINRA Arbitration #: 21-01151 about Philippus Van Staden. Notably, the client alleged that Van Staden failed to perform due diligence relating to investment recommendations. Because of this, the client sustained damages on conservation easement investments. Therefore, on February 21, 2022, Green Vista Capital settled this matter by paying the client $150,000.
Philippus Van Staden worked for The Strategic Financial Alliance in Winter Park, FL, as a financial advisor from September 23, 2014 to July 11, 2018. Van Staden has been employed by Green Vista Capital in Winter Park, FL, as a financial advisor since August 21, 2018.
Philippus Van Staden worked for The Strategic Financial Alliance in Winter Park, FL, as a securities broker from August 12, 2014 to July 11, 2018. Van Staden is with Green Vista Capital in Winter Park, FL, as a securities broker since July 18, 2018.
Did The Strategic Financial Alliance Securities Broker Van Staden Cause You To Experience Damages?
Have you suffered damages because of investing through Philippus Van Staden? If so, contact Soreide Law Group at (888) 760-6552 to talk with a securities lawyer about potentially recovering your investment losses. Soreide Law Group, who has successfully recovered money for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Van Staden and brokerage firms Van Staden was employed by deny any and all allegations of sales practice violations.
