Investors potentially experienced sales practice violations due to securities broker Ralph Vallega Ganchero [CRD: 2601660, Westminster, California], based on public information on FINRA BrokerCheck. Evidently, Ganchero has worked for Citigroup Global Markets Inc. in West Hollywood, California, since January 13, 2016, working in the firm’s CWM Retail Sales division. Read below to learn more about the disclosures involving Ganchero.
Particularly, on December 24, 2024, a Citigroup Global Markets Inc. client filed FINRA Arbitration No. 24-02693 about Ralph Ganchero. Primarily, the client alleged that Ganchero made unsuitable recommendations, resulting in damages linked to managed accounts. Therefore, the client requested $100,000 in compensation from Citigroup Global Markets Inc. or Ganchero. This arbitration is pending a resolution.
Specifically, a client of Wachovia Securities LLC contested Ralph Ganchero’s sales practices, according to a complaint. Allegedly, Ganchero made misrepresentations about investment liquidations. Supposedly, Ganchero caused the client to sustain damages on auction rate securities. As a result, Wachovia Securities LLC opted to settle the matter on August 15, 2008, by compensating the client in the amount of $100,000.
Are you concerned regarding investments you made with Ralph Ganchero? If so, contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer regarding recovering your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the United States. The firm also takes cases through a contingency fee arrangement and advances all costs. Ganchero and brokerage firms Ganchero worked for deny accusations referenced in public disclosures.
Investors might have sustained losses due to securities broker Cynthia Lynn Price (also known as Cynthia Lynn Carlson) [CRD: 2100246, Winter Springs, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Price has been registered with Equitable Advisors LLC since June 1, 2005. See the following information to learn more about the disclosures […]
Investors potentially incurred losses because of securities broker Ian James Prukner [CRD: 5288581, Sarasota, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ian Prukner worked for PFS Investments Inc. from March 22, 2007, to August 9, 2022. Investors are encouraged to continue reading to find out more about the disclosures involving this […]
Investors apparently complained about securities broker Michael Thomas Polito (also known as Thomas Michael Polito) [CRD: 5433956, Dedham, Massachusetts], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Polito has been registered with NYLIFE Securities LLC since December 18, 2007, and Eagle Strategies LLC since April 1, 2019. Read on to discover […]
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