Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors might have sustained losses due to securities broker Scott Francis Droskie [CRD: 2954696, St. Joseph, Michigan], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scott Droskie worked for Wells Fargo Clearing Services LLC beginning on May 4, 2018, and Wells Fargo Advisors starting on May 8, 2018, both based in St. Joseph, Michigan. Investors are encouraged to continue reading to find out more about disclosures involving this securities broker.
Particularly, a client filed a complaint about Scott Droskie. Mainly, the client alleged that Droskie engaged in unauthorized transactions by using the client’s accounts as collateral for a credit line without permission during the period from October 22, 2020, through July 22, 2025. For this reason, the client allegedly sustained damages related to banking products. Consequently, on October 14, 2025, Wells Fargo Advisors settled this matter by paying the client $16,673.94 in damages.
Notably, a client filed a complaint about Scott Droskie. Primarily, the client alleged that Droskie engaged in unauthorized trading. Because of this, the client allegedly experienced damages linked to mutual funds. Therefore, on October 27, 2014, Fifth Third Securities Inc. settled this matter by paying the client $51.99 in damages.
Evidently, a client filed a complaint about Scott Droskie. Mainly, the client alleged that Droskie made misrepresentations. For this reason, the client allegedly incurred damages relating to structured products. As a result, on June 9, 2009, Fifth Third Securities Inc. settled this matter by paying the client $18,208 in damages.
Do you need clarification on any investment losses relating to Scott Droskie? You can contact Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients located throughout the United States. Also, the firm represents investors on a contingency fee basis and advances all costs. Droskie and the brokerage firms Droskie worked for deny allegations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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