Soreide Law Group comes to you with new information relating to the FINRA BrokerCheck disclosures on securities broker Sean J. McElduff (CRD#: 5565355, Parsippany, New Jersey). It appears that the disclosures involving McElduff concern his employment at Hennion Walsh (2008 - present). McElduff also works for Hennion Walsh Asset Management as of June 2018. For more information, read the following summary of disclosures as reported on BrokerCheck.
Evidently, on September 6, 2019, a Hennion Walsh client decided to lodge a dispute about Sean McElduff’s and the securities firm’s sales practices. The investor’s causes of action against the securities firm include unsuitable recommendations. Supposedly, the client sustained damages because of municipal bonds. Consequently, to resolve the client’s allegations of sales practice violations, Hennion Walsh settled with the client by making a payment to them in the amount of $10,000 on May 26, 2021.
Specifically, a Hennion Walsh client expressed concerns about Sean McElduff’s sales practices, as BrokerCheck shows that the client lodged an investment dispute on January 5, 2016. Consequently, the client contends that McElduff’s actions produced damages in relation to the client’s unsuitable investments in municipal bonds. Notably, the client agreed to settle their allegations with Hennion Walsh. Evidently, the firm agreed to pay the client $12,000 in damages per a settlement dated January 23, 2017.
Did you suffer losses because of securities broker Sean McElduff? You could contact Soreide Law Group at (888) 760-6552, where you can talk with a helpful securities lawyer about a possible recovery of your losses. We take cases on a contingency fee basis and advance all costs. The firm has recovered significant compensation for a lot of investors in the US who have sustained damages from financial advisors or securities brokers. Please note that McElduff denies all accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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