The Securities and Exchange Commission (SEC) announced that the trading of nine penny stocks has been suspended. This is part of an ongoing enforcement to combat microcap fraud.
The companies involved in the trading suspension announced on September 25th. were identified during an SEC analysis of heavily promoted microcap issuers.
These are the companies suspended from trading:
• All Grade Mining Inc. (HYII)
• Bluforest Inc. (BLUF)
• DHS Holding Co. (DHSM)
• Essential Innovations Technology Corp. (ESIV)
• Global Green Inc. (GOGC)
• Inova Technology Inc. (INVA)
• mLight Tech Inc. (MLGT)
• Solar Thin Films Inc. (SLTZ)
• Xumanii International Holdings Corp. (XUII)
If your stock broker/financial advisor recommended any of these penny stocks to you and you lost more than $50,000, call Soreide Law Group at (888) 760-6552 for a free consultation with an attorney on how to potentially recover your losses.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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