Investors potentially experienced sales practice violations by securities broker Jenna Lynn Spurrier (also known as Jenna Spurrier Stucker) [CRD: 4284511, Indianapolis, Indiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Spurrier worked for Thurston Springer Miller Herd Titak Inc. from June 2, 2016, to the present, and Thurston Springer Advisors since August 25, […]

Investors apparently complained about securities broker Richard Timothy Kersting Jr. [CRD: 1835418, Naples, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kersting worked for Ameriprise Financial Services LLC from October 20, 2021, to the present, and previously for Bruderman Asset Management LLC and Bruderman Brothers LLC from March 18, 2015, […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: LPL FINANCIAL LLC (Respondent). According to the lawsuit, the Claimant was solicited by the Respondent’s Financial Advisor, MARIO BRIAN BARONE (MARIO B BARONE), to invest in a speculative non-traded REIT now known as Pacific Oak Strategy Opportunity REIT. The lawsuit […]

Soreide Law Group is investigating potential investor claims involving the recommendation and sale of CS1031 The Louis Apartments DST by securities brokers and financial advisors. This investment is a Delaware statutory trust (DST) sponsored by Capital Square Realty Advisors LLC, structured as a passive real estate offering frequently used in 1031 exchanges. Recent adverse developments […]

Investors potentially incurred losses because of securities broker Araya Mesfin [CRD: 4828859, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesfin worked for UBS Financial Services Inc. from January 13, 2014, to February 1, 2024, and has been registered with Morgan Stanley since January 18, 2024. Investors are […]

Investors have reportedly disputed the sales practices of securities broker Sean Burr [CRD: 6421939, West Hills, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sean Burr worked for Centaurus Financial Inc. starting April 22, 2015, as a broker and June 8, 2015, as a financial advisor. Keep reading to discover more about […]

Investors potentially experienced sales practice violations by securities broker James V. Peters (also known as Jim Peters) [CRD: 2665577, Costa Mesa, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Peters has worked for Centaurus Financial Inc. since May 7, 2012 as a broker and since May 22, 2012 as a […]

Investors apparently complained about securities broker Michael Edward Orlowski [CRD: 4922316, Syosset, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Orlowski has been registered with Commerce One Financial Inc. since March 4, 2005. Investors should continue reading to discover more about disclosures involving this securities broker. Commerce […]

Investors might have sustained losses due to securities broker Mitchell Manoff [CRD: 815314, New York, New York], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mitchell Manoff has been registered with Corinthian Partners LLC since July 2, 1996. See the following information to find out more about the disclosures involving […]