Laidlaw Broker Bryan Mazliach Allegedly Made Excessive, Unsuitable Trades There is growing suspicion among investors of bad securities recommendations or sales on the part of securities broker Bryan Gabriel Mazliach (CRD#: 5518438, Fort Lauderdale, Florida). Notably, Financial Industry Regulatory Authority (“FINRA”) shows that three investors brought disputes about the securities broker, who worked for Laidlaw […]

Morgan Stanley Broker Ian Deliz Possibly Gave Unreasonable Advice To Clients Regarding Investments The Financial Industry Regulatory Authority (“FINRA”) reports alarming allegations of misconduct by securities broker Ian M. Deliz Morales (CRD#: 4697350, Tampa, Florida). Namely, an astounding 28 clients have filed lawsuits or complaints about the securities broker, who worked for Morgan Stanley in […]

Securities Broker Nancy Glassman Might Have Made Bad Trades Soreide Law Group is reviewing potential investor claims alleging bad securities business by Nancy Dawn Glassman (CRD#: 1734992, New York, NY). Namely, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that there are 4 investor disputes regarding the securities broker. Evidently, she worked for UBS Financial Services […]

On July 20, 2020, the Securities and Exchange Commission (SEC) charged the former registered representative and investment advisor, Michael Barry Carter, with fraud for stealing from brokerage clients and an elderly advisory client. Carter was formerly employed with Morgan Stanley of McLean, Virginia. The SEC’s complaint against Michael Barry Carter alleges that, from approximately October […]

Investors Of Hines Global REIT (HGR Liquidating Trust) Possibly Suffered Big Losses As a non-listed real estate investment trust (REIT), Hines Global REIT owned and managed a domestic and foreign real estate portfolio. The company, created in 2009, at one point owned 45 real estate related investments or properties in places like the United States, […]

California Resources Corporation Files For Chapter 11 Bankruptcy Protection Soreide Law is investigating possible legal claims on behalf of investors who have suffered losses by purchasing California Resources Corporation (OTC: CRCQQ) because of their securities broker or financial advisor. Notably, California Resources Corporation filed for Chapter 11 bankruptcy protection and is in the process of […]

Financial Advisors Might Have Unreasonably Recommended, Sold Alerian Energy Infrastructure & MLP Capital Strength Portfolio Series 9 (NASDAQ: CAMIIX) Soreide Law Group is investigating possible investor claims against securities brokers and financial advisors who possibly recommended or sold Guggenheim Defined Portfolios’ Alerian Energy Infrastructure & MLP Capital Strength Portfolio Series 9 (NASDAQ: CAMIIX), a poorly […]

Financial Advisors Could Have Unsuitably Recommended, Sold BDC Scorecard Portfolio Series 18 (NASDAQ: CBDCRX) Soreide Law Group is evaluating possible investor claims of sales practice violations against financial advisors who might have unreasonably recommended or sold Guggenheim Defined Portfolios’ BDC Scorecard Portfolio Series 18 (NASDAQ: CBDCRX). What Is CBDCRX? Guggenheim Defined Portfolios, Series 1970 is […]

Did Your Financial Advisor Recommend Alerian Energy Infrastructure And MLP Capital Strength Portfolio Series 11 (CAMIKX)? Soreide Law Group is evaluating possible investor claims against securities brokers and financial advisors who might have sold unsuitable and misrepresented investments including Guggenheim Defined Portfolios’ Alerian Energy Infrastructure and MLP Capital Strength Portfolio Series 11 (NASDAQ: CAMIKX). Who […]