New Jersey Bureau Of Securities Revokes Ramon Herrera's Securities Agent, Investment Adviser Representative Registration Following FINRA Bar Soreide Law Group is investigating potential investor claims of bad business practices by securities broker Ramon Herrera [CRD#: 6021170, Jersey City, New Jersey]. Notably, New Jersey Bureau of Securities and Financial Industry Regulatory Authority (“FINRA”) imposed serious sanctions […]

Broker Susan Welo Involved In Investor Disputes Soreide Law Group is looking into potential investor disputes against securities broker Susan Welo [CRD#: 1884407, Mayville, North Dakota]. Apparently, North Dakota Securities Department brought a Cease and Desist action against the securities broker, who worked for Cetera Advisor Networks and Securities America. Not only that, but Welos' […]

Soreide Law Group is investigating claims of clients whose brokers/dealers or financial advisors recommended purchasing First Trust MLP and Energy Income Fund (NYSE: FEI) and have experienced losses in this Master Limited Partnership (MLP) which can be an extremely high-risk and complex investment, particularly for the conservative investor. First Trust MLP&Energy Income Fund (FEI) recently […]

Broker Jeffrey Larson Involved In Third Investment Dispute Investors are coming forward with disputes concerning securities broker Jeffrey Scott Larson [CRD#: 4836889, Kirkwood, Missouri]. Notably, the securities broker, who associated with Larson Financial Securities from July 2010 to August 2017, reports 3 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Apparently, Larson Financial Securities […]

Did your broker/dealer or financial advisor recommend FS Energy and Power Fund (FSEP)?  Several investors have contacted Soreide Law Group after having experienced financial losses due to their investment in FSEP. FS Energy and Power Fund, according to Bloomberg, operates as a closed-end management investment company. FSEP focuses on investment in debt and equity securities. […]

Did you suffer stock losses due to your broker recommending Diamond Offshore Drilling Inc.(DO)?  Diamond Offshore Drilling Inc. on Sunday, April 26, 2020, filed for bankruptcy as they struggled with the collapse in crude oil prices along with lower energy demand. Today DO is trading at approximately, 0.9384.  The 52-week range is 0.6700 – 10.7600. […]

Colorado Bankers Life Insurance Company is in rehabilitation Colorado Bankers Life Insurance Company, Bankers Life Insurance Company, Southland National Insurance Corporation, and Southland National Reinsurance Corporation, consented to an Order of Rehabilitation entered on June 27, 2019, by the Superior Court of Wake County, North Carolina (“Court”) pursuant to a petition filed by the Commissioner of Insurance of the State of North Carolina, Mike […]

Soreide Law Group has been contacted by several investors who have suffered devastating losses as a result of their broker/dealer or financial advisors recommending investing in the private placements offered by the oil and gas company: PENNECO DRILLING ASSOCIATES According to PENNECO DRILLING ASSOCIATES’ website, PENNECO is an oil and gas exploration company that was […]

Losses By Investing In UBS ETRACS ETNs Because Of Your Broker Or Adviser? Soreide Law Group is reviewing investor claims against brokers or advisers who recommended UBS ETRACS ETNs. These investments are senior, unsecured and unsubordinated securities which are meant to track the return of a specific market index minus fees. Namely, some of these […]