Broker Craig Zabala Misappropriated Assets, SEC Complaint Indicates Soreide Law Group is reviewing potential investor claims against securities broker Craig Anthony Zabala (CRD#: 2740680, Harlem New York). Notably, the Securities and Exchange Commission (“SEC”) brought a lawsuit against Zabala in which it makes troubling allegations including misappropriation. Not only that, but Financial Industry Regulatory Authority […]

Investors, Regulators Take Action Against David Khezri The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct against securities broker David Khezri (CRD#: 2736831, Hauppauge, New York). Namely, the securities broker, who currently works in Network 1 Financial Securities’ Hauppauge offices (2010 – present) and who also worked for Worden Capital Management (2017 – […]

Broker Bryan Mazliach Identified In Client Disputes, FINRA Complaint Soreide Law Group is evaluating possible investor claims of sales practice violations by Bryan G. Mazliach (CRD#: 5518438, Fort Lauderdale, Florida). Apparently, the securities broker, who worked for Rockwell Global Capital (2010 to 2015), Laidlaw (2015 to 2017) and Westpark Capital (2017 to 2018), is involved […]

Aegis Client Indicates That Broker Made Sales Practice Violations Investor alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct regarding securities broker Mickey Schreiber, who also goes by the name M.B. Schreiber (CRD#: 1032600, Red Bank, New Jersey). Apparently, Schreiber worked for securities firms including National Securities Corporation (2012 to 2016) and […]

Casey J Kemerly (Also known as: Casey James Kemerly, Casey Kemerly) CRD#: 4707270, a 38 year-old former financial advisor, was arrested on October 5, 2020, in Virginia on charges of forgery, identity deception, and theft, according to the Indiana State Police. According to an article in the IndyStar, Casey J Kemerly, of Lee County, Virginia, […]

Soreide Law Group is investigating claims from investors who have suffered losses due to the recommendations of Connecticut broker/investment advisor currently with CENTER STREET SECURITIES of Stratford, Connecticut: ROY ALVIN WILLIAMS SR (CRD#: 1069297) According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, ROY ALVIN WILLIAMS SR, has 8 Disclosures on […]

Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions, September 2020." LEONARD JOSEPH MARZOCCO (Also known as: LEN MARZOCCO JR, LENNY MARZOCCO JR, LEONARD JOSEPH MARZOCCO III, LEONARD JOSEPH MARZOCCO JR) (CRD #3106494, Nesconset, New York) On July 1, 2020 an Acceptance, Waiver, and Consent (AWC) was issued […]

CHRISTOPHER A REID (CRD#: 2341418) was fined $5,000.00 and suspended in all capacities for four months, beginning August 17, 2020, ending on December 16, 2020, by FINRA. Reid was formerly with Morgan Stanley of Marlton, New Jersey. According to the FINRA report dated August 20, 2020, without admitting or denying FINRA's findings, CHRISTOPHER A REID […]

Did You Purchase Braddock Multi-Strategy Income Fund? Investor alert! If you purchased Braddock Multi-Strategy Income Fund Institutional Class (NASDAQ: BDKNX), then you might have sustained big losses. Notably, the investment loss recovery attorneys at Soreide Law Group are closely reviewing the alarming financial performance of this Fund, which is down more than 33% year to […]