Cobalt International Energy, Inc. Investment Losses? Soreide Law Group is investigating claims on behalf of investors who purchased investments in Cobalt International Energy, Inc. (CIEIQ) a Houston, Texas based development stage petroleum exploration and production company. On December 14, 2017, Cobalt filed for bankruptcy in the United States bankruptcy Court for the Southern District of […]

Cadaret Grant Broker Steven Pagartanis Guilty Of Fraud Conspiracy Former Cadaret, Grant & Co., Inc. registered representative, Steven Pagartanis (CRD#: 1958879, Setauket, New York), has pleaded guilty to conspiracy to commit wire and mail fraud in connection with a Ponzi scheme that Pagartanis operated between 2000 and 2018. Pagartanis now faces up to 20 years […]

Wells Fargo Sued For Excessive Trading, Unsuitability Soreide Law Group is investigating claims of unsuitability on behalf of customers who invested with Wells Fargo Clearing Services, LLC (CRD#: 19616, St. Louis, Missouri) securities brokers and financial advisors Robyn Zitzewitz Rose, David Michael Bellia, Richard Clarence DeYoung Jr. and Nathan Berry Hooker, all who disclosed disputes. […]

Soreide Law Investigating Claims On Behalf Of Exco Resources Inc. (XCOOQ) Investors Soreide Law Group is investigating claims on behalf of investors who were sold investments in Exco Resources Inc. (OTCMKTS:XCOOQ) a Dallas, Texas based independent natural gas and oil company. Apparently, the company focuses on the exploration, exploitation, acquisition, development and production of onshore […]

FINRA Hits Merrill Lynch With $300,000.00 Fine For Failure To Supervise The Financial Industry Regulatory Authority (“FINRA”) has issued a fine and $300,000.00 fine and censure to Merrill Lynch, Pierce, Fenner & Smith Inc. (CRD#: 7691, New York, New York) pursuant to Letter of Acceptance, Waiver and Consent #: 2014041490801, executed on December 13, 2018. […]

Vanguard Natural Resources (OTCMKTS: VNRR) Losses? Soreide Law Group is investigating claims on behalf of investors who were advised by their broker to purchase Vanguard Natural Resources Inc. (OTCMKTS: VNRR), a company headquartered in Houston, Texas concentrating on acquiring, producing and developing oil and natural gas properties. Vanguard Natural Resources Files For Chapter 11 Bankruptcy […]

Claims Filed Against UBS For Excessive Fees And Unsuitability Soreide Law Group is investigating excessive trading, misrepresentation and suitability claims on behalf of customers who invested with UBS Financial Securities Inc. (CRD#: 8174, Weehawken, New Jersey) brokers and financial advisors including Susan Lyn Crown, Michael Patrick Gerard, Brandt Judah Cybul and Martin Patrick McLaughlin. The […]

Customers File Claims Against AXA Advisors For Misrepresentation Soreide Law Group is investigating misrepresentation and suitability claims on behalf of customers who invested with AXA Advisors securities brokers and financial advisors including Celia Scott, Norris Rees Woody Jr., and Jerald Paul Reiner. AXA Advisors, LLC (CRD#: 6627, Minneapolis, Minnesota) is a brokerage firm regulated by […]

Customers Allege Merrill Lynch Brokers Sold Unsuitable Investments Soreide Law Group is investigating excessive trading, misrepresentation and suitability claims on behalf of customers who invested with Merrill Lynch , Pierce, Fenner & Smith incorporated (CRD#: 7691, New York, New York) securities brokers and financial advisors including Matthew Martin Howley, Matthew Allen Ashley, Jon Monk and Robert […]