Did you suffer investment losses in ArciTerra LLC investments, such as the ArciTerra note program or the ArciTerra National REIT? The Phoenix based ArciTerra Group, LLC, has been incorporated since 2005. They acquire, hold, develop, manage, lease, and sell real estate properties in North America, including single/multi-tenant retail, office, and industrial properties, neighborhood and community […]

Did you suffer investment losses in ArciTerra LLC investments, such as the ArciTerra note program or the ArciTerra National REIT? The Phoenix based ArciTerra Group, LLC, has been incorporated since 2005. They acquire, hold, develop, manage, lease, and sell real estate properties in North America, including single/multi-tenant retail, office, and industrial properties, neighborhood and community […]

Former Bank of America Merrill Lynch broker, James R. Lanier of Tallahassee, Florida, pleaded guilty to 22 counts of fraud and related charges last November. He was sentenced to 8 years and 10 months in federal prison, and ordered to pay $887,931 in restitution. Also, the Securities and Exchange Commission (SEC) banned him from the […]

Former Morgan Stanley Mystic, Connecticut financial advisor Denis O'Brian, was sued on Thursday, October 31st by Morgan Stanley's wealth management division. They claimed O'Brian falsified 206 client phone numbers before leaving the firm according to an article in Reuters. Allegedly, O'Brien changed the phone numbers for 156 client accounts on the firm's computer systems the […]

Former Morgan Stanley Mystic, Connecticut financial advisor Denis O'Brian, was sued on Thursday, October 31st by Morgan Stanley's wealth management division. They claimed O'Brian falsified 206 client phone numbers before leaving the firm according to an article in Reuters. Allegedly, O'Brien changed the phone numbers for 156 client accounts on the firm's computer systems the […]

Soreide Law Group is investigating claims on behalf of investors who sustained substantial losses in energy market ETFs. Our firm is focusing on claims involving such products as the ProShares Ultra Oil and Gas Fund (DIG), and the Direxion Energy Bull 3X (ERX). Leveraged ETFs are highly speculative investments that should not be held for […]

Soreide Law Group is investigating claims on behalf of investors who sustained substantial losses in energy market ETFs. Our firm is focusing on claims involving such products as the ProShares Ultra Oil and Gas Fund (DIG), and the Direxion Energy Bull 3X (ERX). Leveraged ETFs are highly speculative investments that should not be held for […]

Soreide Law Group, (888) 760-6552, obtained the following summation of information on FINRA’s website under “Disciplinary and Other FINRA Actions, October, 2013.” Jason Robert Westfort (CRD #2975365, Registered Representative, Lake Worth, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Jason R. Westfort consented to the […]

The following summation was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, October, 2013.” Christopher Shawn Vaughn (CRD #4956822, Registered Representative, Leesburg, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Vaughn consented to the described sanction and to the entry of findings that […]