Investors might have suffered losses due to securities broker Edward Walter Morrissey [CRD: 1873249, Pittsburgh, Pennsylvania], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Edward Morrissey worked for Hornor, Townsend Kent LLC from December 1, 2022, to the present as a securities broker and since August 24, 2023, as a […]

Investors potentially experienced sales practice violations by securities broker Charles Robert Cobb [CRD: 1505020, Lynchburg, Virginia], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cobb worked for Newbridge Securities Corporation from September 7, 2017, to May 31, 2022. See below to learn more about disclosures involving Cobb and allegations referenced in FINRA […]

Investors potentially incurred losses because of securities broker Donald Richard Abaunza Jr. [CRD: 3172450, Harvey, Louisiana], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Abaunza worked for Hancock Whitney Investment Services Inc. from February 8, 2012, to August 10, 2022, and thereafter worked for Cetera Investment Services LLC and Cetera Investment Advisers […]

Investors apparently complained about securities broker Richard Phillip Anthony [CRD: 1811812, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Richard Anthony worked for Oppenheimer Co. Inc. from December 13, 2019, to August 12, 2022, and again from May 14, 2024, to February 13, 2026. See the […]

Investors have reportedly disputed the sales practices of securities broker Christopher A. Pesce [CRD: 3274301, Melville, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pesce worked for UBS Financial Services Inc. from October 18, 2010, to November 21, 2025, before joining Wells Fargo Advisors Financial Network LLC and Wells Fargo […]

Investors might have sustained losses due to financial advisor Zachary Kye Abraham [CRD: 5595930, Tacoma, Washington], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Abraham worked for Trek Financial from January 2022 to present, Clear Creek Financial Management LLC from February 2017 to January 2022, and Abraham Co. Inc. from July 2013 to […]

Investors might have sustained losses due to securities broker George Portilla (also known as Jorge Portilla) [CRD: 2222382, Miami Lakes, Florida], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Portilla worked for Equitable Advisors LLC from March 31, 1992, to March 9, 2021. See below to discover more about the disclosures involving […]

Investors potentially experienced sales practice violations by securities broker David Thomas Olsen [CRD: 4823650, Fort Lauderdale, Florida], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Olsen worked for Madison Avenue Securities LLC from October 31, 2017, to December 8, 2023, and again from January 8, 2025, to December 31, 2025. See […]

Investors potentially incurred losses because of securities broker Stephen Wiedemann [CRD: 2212349, Newport Beach, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wiedemann worked for Wells Fargo Clearing Services LLC and Wells Fargo Advisors beginning on August 31, 2018, in Newport Beach, California. Investors are encouraged to continue reading […]