On August 27, 2013, in the U.S. District Court in Tulsa, Oklahoma, the Securities and Exchange Commission (SEC) brought securities fraud charges against former investment adviser Larry J. Dearman, Sr. and associate, Marya Gray, in connection with fraudulent securities offerings in Bartnet Wireless Internet, The Property Shoppe and Quench Buds, owned by Gray, and located […]

Soreide Law Group, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Steven Bruce Grunwerg (CRD #2670062, Registered Representative, East Windsor, New Jersey) barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Steven Grunwerg consented to the described sanction and […]

Soreide Law Group, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Steven Bruce Grunwerg (CRD #2670062, Registered Representative, East Windsor, New Jersey) barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Steven Grunwerg consented to the described sanction and […]

The following information appeared on FINRA’s website under “Disciplinary and Other Actions, August, 2013.” Robert Gist (CRD #716088, Registered Representative, Atlanta, Georgia) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Gist consented to the described sanction and to the entry of findings that he misappropriated several […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Roger Allan Fuller (CRD #1722316, Registered Representative, McGregor, Texas) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Fuller consented […]

The Soreide Law Group, PLLC, is a Securities Arbitration Law Firm, (888) 760-6552. We recently obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Darrell Glynn Frazier (CRD #1663429, Registered Representative, Dublin, Ohio) was barred from association with any FINRA member in any capacity. Without admitting or denying the […]

The Soreide Law Group, PLLC, is a Securities Arbitration Law Firm, (888) 760-6552. We recently obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013.” Darrell Glynn Frazier (CRD #1663429, Registered Representative, Dublin, Ohio) was barred from association with any FINRA member in any capacity. Without admitting or denying the […]

The following information appeared on FINRA’s website under "Disciplinary and Other Actions, August, 2013.” Jennifer Marie Burton (CRD #5019693, Registered Representative, Los Angeles, California) was fined $7,500 and suspended from association with any FINRA member in any capacity for one month. Without admitting or denying the findings, Burton consented to the described sanctions and to […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, August, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Elmer Wayne Bullis (CRD #1718482, Registered Representative, Richmond, Virginia) was fined $15,000 and suspended from association with any FINRA member in any capacity for three months. Without admitting […]