Soreide Law Group obtained the following information, available to the public on FINRA’s website, from the October 2017 Disciplinary Reports:
SHELLEY STEUER FREEMAN (Also known as: SHELLEY STENER FREEMAN,SHELLEY STEVER FREEMAN) CRD#: 1262649, Fort Lauderdale, Florida)
was barred by FINRA for allegedly failing to provide FINRA with requested documents and information.
(FINRA Case #2017053680101)
FINRA or the Financial Industry Regulatory Authority provides a nationwide dispute resolution forum for investors. Claims typically take about 8 to 12 months to fully prosecute. Securities arbitrations are complex, and retail customers should hire experienced counsel to represent them because the brokers and brokerage firms will be represented by knowledgeable securities attorneys.
According to FINRA’s BrokerCheck, FINRA has barred SHELLEY STEUER FREEMAN from acting as a broker or otherwise associating with firms that sell securities to the public. Also on FINRA’s BrokerCheck report it was alleged that Wells Fargo Clearing Services, LLC discharged SHELLEY STEUER FREEMAN “after concerns were identified about her management of retail sales activities in the Community Bank.”
SHELLEY STEUER FREEMAN had 23 years in the securities industry and was listed with 8 firms, the most recent listed below:
04/21/2010 - 03/23/2017 WELLS FARGO CLEARING SERVICES, LLC - BEVERLY HILLS, CA
12/13/2000 - 04/26/2010 WELLS FARGO INVESTMENT, LLC - SAN FRANCISCO, CA
If you were a client of former WELLS FARGO CLEARING SERVICES, LLC of BEVERLY HILLS, CA broker, SHELLEY STEUER FREEMAN, and experienced losses due to her actions or recommendations, call Soreide Law Group, based in Pompano Beach, Florida, and speak to an experienced securities lawyer regarding the possible recovery of your financial losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA on a contingency fee basis. Let our experience work for you.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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