Attorney Lars Soreide has been retained by several investors to file FINRA arbitrations against TD Ameritrade for allowing investors to be locked out of trading in the stock Provectus symbol “PVCT”. Several firms other than TD Ameritrade experienced the same trading lockout. It is alleged that Wells Fargo, Fidelity, and Charles were also frozen out on January 23, 2014. Some investors were allegedly told this was a business decision by TD Ameritrade while several other online trading platforms such as ETrade allowed trading in the stock. On January 23, 2014, shares of PVCT dropped from $5.60 to $1.87 while TD Investors had to sit on the sidelines as their investments went up in smoke. If you were an investor in PVCT who got locked out call (888) 760-6552 or email info@soreidelaw.com. We represent investors nationwide before FINRA . There is no fee if there is no recovery. If your potential losses are greater than $50,000 please call now for a free consultation.
Investors potentially experienced sales practice violations by securities broker LI Kelly (also known as LI Ding) [CRD: 6115397, Brooklyn, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kelly worked for LPL Enterprise LLC from February 18, 2025, to November 12, 2025, HSBC Securities (USA) Inc. from October 10, […]
Investors have reportedly disputed the sales practices of securities broker Dominic I. Myers [CRD: 5107939, San Diego, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Myers worked for Cetera Wealth Services LLC from May 17, 2022, to the present, Cetera Investment Advisers LLC from June 29, 2023, to the […]
Investors might have sustained losses due to securities broker Michael Vernon Biggs (also known as Mike Biggs) [CRD: 1697481, Clarksville, Tennessee], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Biggs worked for Equitable Advisors LLC since January 18, 2008. Investors are encouraged to continue reading to find out more about the […]
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