Fort Lauderdale based firm Soreide Law Group, is investigating claims against Weston broker, Aaron Nash Kazinec. The Financial Industry Regulatory Authority permanently banned Aaron Kazinec from selling investments after an investigation revealed he had allegedly taken $745,250 from four clients to buy annuities and instead of purchasing the annuities, he deposited the funds into his personal account. FINRA believes this alleged fraud may be much larger than the four customers discovered by FINRA and may involved many other investors in the greater Fort Lauderdale and Weston area.
If you were a former customer of Weston, FL, based broker Aaron Nash Kazinec, call Weston Securities Attorney Lars Soreide at (954) 760-6552.
TORY A DUGGINS was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm. The last firm Duggins was registered with was SPARTAN CAPITAL SECURITIES, LLC, of New York, New York from 02/29/2016 - 01/31/2024. According to the FINRA report dated 1/21/2026, TORY A DUGGINS was named a respondent in […]
Investors might have sustained financial harm through WestPark Capital Inc. [CRD: 39914, Los Angeles, California], according to publicly available information found on Financial Industry Regulatory Authority BrokerCheck. WestPark Capital has been registered with FINRA since 1996 and maintains its headquarters in Los Angeles, California. Keep reading to discover more about the regulatory action involving the […]
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
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