Fort Lauderdale based firm Soreide Law Group, is investigating claims against Weston broker, Aaron Nash Kazinec. The Financial Industry Regulatory Authority permanently banned Aaron Kazinec from selling investments after an investigation revealed he had allegedly taken $745,250 from four clients to buy annuities and instead of purchasing the annuities, he deposited the funds into his personal account. FINRA believes this alleged fraud may be much larger than the four customers discovered by FINRA and may involved many other investors in the greater Fort Lauderdale and Weston area.
If you were a former customer of Weston, FL, based broker Aaron Nash Kazinec, call Weston Securities Attorney Lars Soreide at (954) 760-6552.
Soreide Law Group is investigating potential investor claims involving RAD Diversified REIT Inc., specifically focusing on whether brokers or financial advisors improperly recommended this non-traded real estate investment trust despite mounting red flags. RAD Diversified REIT raised investor funds to acquire and manage real estate assets nationwide, positioning itself as an accessible way for individuals […]
Investors apparently complained about securities broker Richard James Carlesco Jr. [CRD: 2135988, Liverpool, New York], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carlesco worked for IBN Financial Services Inc. from October 24, 2000, to the present, and later registered with Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. beginning April […]
Investors potentially experienced sales practice violations by securities broker Steven Wallace Schmitt [CRD: 4486457, Paramus, New Jersey], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schmitt worked for Raymond James Associates Inc. since November 9, 2022, and previously worked for Morgan Stanley from October 7, 2016, to November 29, 2022. […]
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