Fort Lauderdale based firm Soreide Law Group, is investigating claims against Weston broker, Aaron Nash Kazinec. The Financial Industry Regulatory Authority permanently banned Aaron Kazinec from selling investments after an investigation revealed he had allegedly taken $745,250 from four clients to buy annuities and instead of purchasing the annuities, he deposited the funds into his personal account. FINRA believes this alleged fraud may be much larger than the four customers discovered by FINRA and may involved many other investors in the greater Fort Lauderdale and Weston area.
If you were a former customer of Weston, FL, based broker Aaron Nash Kazinec, call Weston Securities Attorney Lars Soreide at (954) 760-6552.
Investors apparently complained about securities broker Matthew Robert Westberry (also known as Matt Westberry) [CRD: 4908745, Marion, Iowa], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Westberry worked for SCF Securities Inc. from February 28, 2022, to October 23, 2024, and previously worked for LPL Financial LLC from August 10, 2018, to […]
Investors may have suffered financial harm by securities broker Joseph Anthony Monaco Jr. [CRD: 1398158, Melville, New York], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Monaco worked for Oppenheimer Co. Inc. from June 7, 2023, to December 6, 2024, and previously worked for Stifel Nicolaus from June 25, 2014, to […]
Investors potentially experienced sales practice violations by securities broker Scott Thomas Schaul [CRD: 2200484, Attleboro, Massachusetts], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schaul worked for Essex Securities LLC from March 22, 2010, to August 6, 2019, Pinnacle Investments LLC from June 28, 2019, to April 13, 2026, and has […]
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