The Florida-based Soreide Law Group, (888) 760-6552, has obtained the following summation from FINRA's website “Disciplinary and Other FINRA Actions February, 2015.”
Darrell Robert Vanpamel (CRD #5117737, Cape Coral, Florida)
was fined $5,000 and suspended by FINRA for one month for allegedly failing to provide written notice to his member firm prior to engaging in outside business activities and accepting compensation for such activities.
The suspension was in effect from January 5, 2015, through February 4, 2015.
(FINRA Case #2013037723101)
Darrell R Vanpamel was registered in the securities industry for 8 years and was previously registered with the following securities firm(s):
08/2013 - 02/2015 GRADIENT SECURITIES, LLC (CRD# 127701) - PUNTA GORDA, FL
03/2006 - 07/2013 USA FINANCIAL SECURITIES CORPORATION (CRD# 103857) - PRUDENVILLE, MI
The summation of information obtained from FINRA's website ends here.
If you have experienced investment losses due to your broker or financial advisor's recommendations, please call Soreide Law Group for a free consultation with an attorney on a possible recovery of those losses: 888-760-6552.
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com