August 7, 2012

St. Petersburg, FL, Rep Barred by FINRA for 'Misappropriation'

business man holding his head with text asking questions about stock broker misconduct

Stanley Neil Crooms (CRD #852539, Registered Representative, St. Petersburg, Florida)

was barred from association with any FINRA member in any capacity.

Crooms consented to the described sanction and to the entry of findings that he failed to provide all of the information FINRA requested as part of an investigation into the allegations that he had misappropriated customer funds.
(FINRA Case #2011028610001)

This information was on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2012."

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