Securities law is critical to any company that may be seeking financing. Over their lifespan, every start-up company will likely raise money from investors, especially at its inception or during its growth phase. Many start-up companies require consistent capital infusion in order to sustain their growth, in which case the counsel of a Securities Lawyer will be paramount to a start-up satisfying their financing objectives.
Whether a company is a United States company or a foreign company, it is important for every company seeking financing in the United States to understand the United States federal and state rules applicable to it, including the rules applicable to their chosen offering of securities.
A Securities Lawyer has specialized legal knowledge and experience that can help entrepreneurs navigate the intricate legal system of establishing, organizing, funding, operating, and growing their company. Soreide Law Group can provide legal advice and guidance on a wide range of issues, from business formation, to corporate governance, to financing and crowdfunding, to varied contract drafting and negotiations, to consulting and employment agreements, to stock options planning, to IP protection, among other critical considerations.
Remember, while an intelligent businessperson may attempt to draft a basic agreement for themselves, they are often unaware of key contractual elements which should be incorporated into an agreement in order to protect their interests in the event of threatened or actual litigation. The same principle applies to a wide range of legal matters.
Soreide Law Group can help your start-up management team operate intelligently and effectively. We understand varied business models and industries to help craft your business’ story line where applicable in a legal context.
As your trusted advisor, we can help safeguard your business interests, identify blind spots, mitigate legal pitfalls, and pave the road ahead for sustainable growth. Equally important, we are adept at dealing with clients of different experience levels and communication styles.
For further information, please contact Securities Lawyer, Lars Soreide, Esq., at Soreide Law Group, 888-760-6552, or email, lars@soreidelaw.com.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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