Stefan Dolgoff Linked To LPL Enterprise Investor Complaint About Unauthorized Trading

Investors have reportedly disputed the sales practices of securities broker Stefan Leonard Dolgoff [CRD: 1230346, Hunt Valley, Maryland], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Dolgoff worked for LPL Enterprise LLC from November 14, 2024, to February 27, 2025. See below for details about Dolgoff’s disclosures.

LPL Enterprise Client Accused Dolgoff Of Unauthorized Trading

Notably, on July 9, 2025, an LPL Enterprise LLC client filed a complaint about Stefan Dolgoff. Primarily, the client alleged that Dolgoff engaged in unauthorized trading relating to a variable annuity. Because of this, the client allegedly incurred damages. Therefore, the client requested $109,290.47 in compensation from LPL Enterprise LLC or Dolgoff.

Stefan Dolgoff Disclosed Misrepresentation Allegations By Pruco Securities Client

Also, a client of Pruco Securities LLC disputed Stefan Dolgoff’s sales practices, based on a complaint dated December 29, 2014. Allegedly, Dolgoff made misrepresentations regarding life insurance payments. It appears that Dolgoff allegedly caused the investor to sustain damages. As a result, the client sought compensation from Pruco Securities LLC or Dolgoff in this matter. However, the firm denied this complaint.

Did You Sustain Losses Because Of Financial Advisor / Securities Broker Dolgoff?

Are you concerned regarding investments you made with Stefan Dolgoff? You can contact Soreide Law Group at (888) 760-6552 or online and speak with a securities lawyer concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Dolgoff and brokerage firms Dolgoff worked for deny accusations of sales practice violations.