Soreide Law Group has launched an investigation on behalf of clients wishing to file claims against Merrill Lynch, Pierce, Fenner & Smith regarding the sale of the Bank of America Strategic Return Notes. Dozens of investors have already filed law suits.
The Strategic Return Notes are unsecured debt securities. These securities are linked to the Volatility Index. Bank of America issued the Strategic Return Notes through Merrill Lynch. In one year these notes have lost over 50%. Investors, in several instances, were not told by their Merrill Lynch brokers the risks involved with these highly volatile, alternative investments that hedge against the market. These high-risk, complex, and high commissioned investments are suitable only for those investors who not only understand their complexity but the volatility as well.
If you were a Merrill Lynch client and your broker recommended the purchase of the high-risk and volatile, Bank of America Strategic Return Notes, contact Soreide Law Group and speak with an attorney regarding the possible recovery of your financial losses at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA. We work on a contingency fee at no cost to you unless there is a recovery.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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