Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following summation of information on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2014.” Morgan Stanley Smith Barney LLC (CRD #149777, Purchase, New York) was censured, fined $1,000,000, and required to conduct a review of their systems and written procedures which are […]