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June 2, 2025
AAG Capital Fined $100K By FINRA

The Financial Industry Regulatory Authority (FINRA) has censured and fined AAG Capital, Inc., $100,000.00 and ordered them to pay $38,591.39 plus interest in restitution to customers. FINRA found that the firm’s practices surrounding registered index-linked annuities (RILAs) allegedly did not comply with Regulation Best Interest standards. The order was initiated May 20, 2025. According to a […]

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