One or more investors apparently complained about securities broker Jon M. Urbach [CRD: 5308455, Chicago, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Urbach has been registered with Fidelity Brokerage Services LLC since January 1, 2008, and with Strategic Advisers LLC since March 31, 2025. Both entities are located in Chicago, […]

Fidelity Brokerage Services LLC (CRD #7784, Smithfield, Rhode Island was censured and fined $350,000 by FINRA for allegedly overcharging 20,663 client accounts approximately $2.4 million. FINRA's findings stated that Fidelity Brokerage Services did not have reasonable supervisory systems or procedures to ensure that clients were charged accurate fees for accounts managed by third-party investment advisors. […]