Soreide Law Group is looking into potential claims on behalf of investors who incurred losses due to Henry Jihua Liu [CRD: 2428803, Melville, New York]. Evidently, Liu joined Aegis Capital Corp in March 2011 as a securities broker and financial advisor. He has faced investor accusations such as unsuitable investment recommendations. For more detailed information […]

Soreide Law Group is investigating potential claims on behalf of individuals who have encountered losses through James Bernthal [CRD: 4871243]. Evidently, he joined Aegis Capital Corp in New York, New York in 2020. Bernthal was also employed with Dawson James Securities Inc. in the same city from 2016 to 2020. Investors are advised to carefully […]

Soreide Law Group is looking into potential claims for investors who have faced financial losses tied to the actions of securities broker James Mariani [CRD#: 2932631, Mineola, New York]. Mariani, previously affiliated with Aegis Capital Corp. from September 6, 2017, to September 10, 2021, and with National Securities Corporation in the same city from January […]

Soreide Law Group is conducting an investigation on behalf of investors who have suffered losses investing with securities broker Joseph Brian LaScala Jr. (also known as Joe LaScala) [CRD#: 3070261, Melville, New York]. Evidently, LaScala joined Aegis Capital Corp on February 29, 2012, and previously worked with GunnAllen Financial. He was involved in several client […]

Soreide Law Group is conducting an investigation on behalf of investors who have suffered losses due to the actions of securities broker James J. Mariani (CRD#: 2932631, Mineola, New York). Evidently, Mariani has been affiliated with Aegis Capital Corp. from September 2017 to September 2021 and National Securities Corporation from January 2007 to September 2017. […]

Soreide Law Group is investigating potential claims on behalf of investors who may have experienced financial losses due to the actions of securities broker Eric William Davidson [CRD#: 2731195, Portland, Oregon]. He has been registered with Aegis Capital Corp. since July 2, 2015. Previously, he was affiliated with Paulson Investment Company Inc. Among the concerns […]

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses associated with Surage Kamal Roshan Perera (CRD: 4716321, Melville, New York). Specifically, Perera was affiliated with Aegis Capital Corp. from April 18, 2018, to September 12, 2022, and prior to that, with Maxim Group LLC from November 21, 2017, to […]

Soreide Law Group is investigating possible investor claims against securities broker Teresa Watkins Douberly (also known as Sharlene Douberly) (CRD: 2477566, Boca Raton, Florida). Evidently, FINRA sanctioned the securities broker, who worked for Aegis Capital Corporation. Allegedly, Douberly failed to supervise. Here is a brief summary of FINRA’s allegations against Douberly. FINRA Suspends Teresa Douberly […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Antonio Almeida (also known as Tony Almeida) (CRD: 3106626, Melville, New York). Evidently, investors disputed the sales practices of the securities broker, who worked for Aegis Capital Corporation. Additionally, the securities broker discloses a regulatory enforcement action. However, Almeida denies the allegations of […]