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November 18, 2021
Jennifer Ling In Axiom Capital Management Client Disputes

Clients Of Axiom Capital Management File Disputes About Securities Broker Jennifer Ling The Financial Industry Regulatory Authority (FINRA) BrokerCheck contains recent disclosures regarding securities broker Jennifer Ling (CRD#: 3277203, New York, New York). Specifically, Ling, who worked for Axiom Capital Management between May 2015 and July 2017, faces investor disputes. Here's a closer look at […]

April 3, 2017
Did Your Broker Recommend Investing in Aequitas Income Opportunity Fund II?

Soreide Law Group is currently investigating, on behalf of investors: Aequitas Income Opportunity Fund II Many investors were allegedly advised by their financial advisors or brokers that they were investing in short term loans that would be redeemable during any 90 period.  The investors also allege that they were NEVER advised at the time of […]

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