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December 19, 2011
Alan S. Pattee, Lake Worth, FL, Rep Barred from FINRA

Alan Stuart Pattee (CRD #3002976, Registered Representative, Lake Worth, Florida)   has submitted a Letter of Acceptance, Waiver and Consent in which was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Pattee consented to the described sanction and to the entry of findings that he forged homeowner […]

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